Advisor Alert: Our Attorneys Are Investigating Wayne David Wagner Jr. For Investment Fraud
Did You Lose Money Because of Wayne Wagner?
Filed: October 27, 2023
Wayne Wagner has been the subject of one (1) termination event. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Wayne David Wagner Jr..
Who Is Wayne David Wagner Jr.?
- Advisor Name: Wayne David Wagner Jr.
- Aliases: Wayne D Wagner
- CRD: 2736605
- Location: Wilmington, Delaware
- Current Employer: Currently Not Registered
- Previous Firms: Securities America, Inc., LPL Financial LLC, and Ascend Financial Services, Inc.
- Number of Known Termination Events: 1
- Can Wayne Wagner Jr. Be Sued: Yes, in Private Arbitration
- Can Wayne Wagner Jr.’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: Unknown
If you have suffered investment losses by Wayne Wagner Jr., we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a breach of fiduciary duty lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Wayne Wagner Jr. For Broker Misconduct
As of this publication date, Wayne Wagner Jr. has been the subject of 1 termination event.. Let’s review it below.
In October 2000, Ascend Financial Services terminated Wayne Wagner Jr. for “taking files” on Sept. 29 & 30, 2000, and therefore was guilty of improper use of company documents. Evidence used was a security camera photo of Mr. Wagner Jr. leaving the branch office with a box appearing to contain client files. Mr. Wagner Jr. was asked to confirm that it was him in the photo and terminated immediately without discussion or explanation.
How To File A Claim Against Wayne Wagner Jr. (previously with Securities America, Inc., LPL Financial LLC, and Ascend Financial Services, Inc.) To Get Your Money Back.
If you have questions about Wayne Wagner Jr., Securities America, Inc., LPL Financial LLC, Ascend Financial Services, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.