Advisor Alert: Our Attorneys Are Investigating Eric Edward Wegner For Investment Fraud
Did You Lose Money Because of Eric Wegner?
Filed: October 25, 2023
Eric Wegner has been the subject of three (3) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Eric Edward Wegner.
Who Is Eric Edward Wegner of Cambridge Investment Research, Inc. and Cambridge Investment Research Advisors, Inc.?
- Advisor Name: Eric Edward Wegner
- Aliases: Eric Wegner
- CRD: 2044977
- Location: Delafield, Wisconsin
- Current Employer: Cambridge Investment Research, Inc. and Cambridge Investment Research Advisors, Inc.
- Previous Firms: Capstone Advisory Group LLC, Meric Capital Management, LLC, and SPC
- Number of Known Customer Complaints: 3
- Can Eric Wegner Be Sued: Yes, in Private Arbitration
- Can Eric Wegner’s Employers Be Sued For Failing to Supervise His Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $1,000,000
- Highest Settlement: $302,500
If you have suffered investment losses by Eric Wegner, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Eric Wegner For Broker Misconduct
As of this publication date, Eric Wegner has been the subject of 3 customer disputes. Let’s review them below.
In March 2020, a FINRA arbitration was filed against or in reference to Eric Wegner by a customer of Parkland Securities, LLC f.k.a. Sammons Securities Company alleging that Mr. Wegner misrepresented, omitted material facts, and was negligent in connection with the TIC investment purchased in 2008. On September 2, 2021, Mr. Wegner settled the claim for $48,250 and some or all of this amount may have been paid by Mr. Wegner’s employer and/or insurance carrier
In August 2013, a FINRA arbitration was filed against or in reference to Eric Wegner by a customer of Sammons Securities Company alleging that Mr. Wegner misrepresented, omitted material facts, breach of fiduciary duty, and was negligent in connection with the TIC investments purchased in 2005. Per the customer, he/she lost over $1,000,000 due to Mr. Wegner’s actions. On January 15, 2015, Mr. Wegner settled the claim for $295,000, and some or all of this amount may have been paid by Mr. Wegner’s employer and/or insurance carrier
In January 2011, a FINRA arbitration was filed against or in reference to Eric Wegner by a customer of Sammons Securities alleging that Mr. Wegner sold inappropriate or unsuitable products in 2004-2005. Per the customer, he/she lost over $808,699 due to Mr. Wegner’s actions. On January 18, 2012, Mr. Wegner settled the claim for $302,500, and some or all of this amount may have been paid by Mr. Wegner’s employer and/or insurance carrier
How To File A Claim Against Eric Wegner of Cambridge Investment Research, Inc. and Cambridge Investment Research Advisors, Inc. (previously with Capstone Advisory Group LLC, Meric Capital Management, LLC, and SPC) To Get Your Money Back.
If you have questions about Eric Wegner, Cambridge Investment Research, Inc., Cambridge Investment Research Advisors, Inc., Capstone Advisory Group LLC, Meric Capital Management, LLC, SPC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.