Advisor Alert: Our Attorneys Are Investigating Thomas Wayne Freeze For Investment Fraud
Did You Lose Money Because of Tommy Freeze?
Filed: January 29, 2024
Thomas Freeze (also known as Tommy Freeze) has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Thomas Wayne Freeze.
Who Is Thomas Wayne Freeze?
- Advisor Name: Thomas Wayne Freeze
- Aliases: Tommy Freeze
- CRD: 1949047
- Location: Danville, Virginia
- Current Employer: Currently Not Registered
- Previous Firms: Raymond James Financial Services, Inc., Uvest Financial Services Group, Inc., and Suntrust Securities, Inc.
- Number of Known Customer Complaints: 2
- Can Thomas Freeze Be Sued: Yes, in Private Arbitration
- Can Thomas Freeze’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $54,194.38
- Highest Settlement: $25,000
If you have suffered investment losses by Thomas Freeze, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Tommy Freeze For Broker Misconduct
As of this publication date, Thomas Freeze has been the subject of 2 customer disputes. Let’s review them below.
In July 2020, a complaint was filed against or in reference to Thomas Freeze by a customer of Raymond James Financial Services, Inc. alleging that Mr. Freeze misrepresented the features of an annuity. Per the customer, he/she lost over $46,410 because of Mr. Freeze’s actions. On March 19, 2021, Mr. Freeze settled the claim for $25,000, and some or all of this amount may have been paid by Mr. Freeze’s employer and/or insurance carrier.
In January 2010, a complaint was filed against or in reference to Thomas Freeze by a customer of Uvest Financial Services Group, Inc. alleging misrepresentation by rr regarding the purchase of a variable annuity in May 2006. Per the customer, he/she lost over $54,194.38 because of Mr. Freeze’s actions.
How To File A Claim Against Tommy Freeze (previously with Raymond James Financial Services, Inc., Uvest Financial Services Group, Inc., and Suntrust Securities, Inc.) To Get Your Money Back
If you have questions about Thomas Freeze, Raymond James Financial Services, Inc., Uvest Financial Services Group, Inc., Suntrust Securities, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.