Advisor Alert: Our Attorneys Are Investigating Jimmy Arzabal Enriquez For Investment Fraud
Did You Lose Money Because of Jimmy Enriquez?
Filed: January 29, 2024
Jimmy Enriquez has been the subject of one (1) criminal event, one (1) termination event, and three (3) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Jimmy Arzabal Enriquez.
Who Is Jimmy Arzabal Enriquez?
- Advisor Name: Jimmy Arzabal Enriquez
- Aliases: Jimmy A Enriquez
- CRD: 4049875
- Location: El Paso, Texas
- Current Employer: Currently Not Registered
- Previous Firms: Raymond James & Associates, Inc., Edward Jones, and Dean Witter Reynolds Inc.
- Number of Known Customer Complaints: 3
- Number of Known Criminal Events: 1
- Number of Known Termination Events: 1
- Can Jimmy Enriquez Be Sued: Yes, in Private Arbitration
- Can Jimmy Enriquez’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $30,000
- Highest Settlement: $8,000
If you have suffered investment losses by Jimmy Enriquez, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a failure to supervise lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Jimmy Enriquez For Broker Misconduct
As of this publication date, Jimmy Enriquez has been the subject of 1 criminal event, 1 termination event, and 3 customer disputes. Let’s review them below.
In August 2019, a complaint was filed against or in reference to Jimmy Enriquez by a customer of Edward Jones alleging that Mr. Enriquez deposited a $6,000.00 check she wrote to Edward Jones on 12/5/2000 into his personal account. Per the customer, she lost over $6,000 because of Mr. Enriquez’s actions.
In February 2016, Raymond James & Associates, Inc. discharged Jimmy Enriquez after he admitted that he paid for a trade made in a client’s account with funds drawn from his personal bank account.
In October 2009, a complaint was filed against or in reference to Jimmy Enriquez by a customer of Edward Jones alleging promissory estoppel, fraud, and breach of contract. On April 28, 2010, Mr. Enriquez settled the claim for $8,000, and some or all of this amount may have been paid by Mr. Enriquez’s employer and/or insurance carrier.
In March 2009, a complaint was filed against or in reference to Jimmy Enriquez by a customer of Edward Jones alleging that Mr. Enriquez misrepresented the investments made and reinvested a CD that matured without the client’s authorization. Per the customer, she lost over $30,000 because of Mr. Enriquez’s actions.
In November 2003, felony charges were pressed against Mr. Enriquez in the State of New Mexico, County of Dona Ana, Third Judicial District. Mr. Enriquez received a fourth degree felony charge for breaking and entering.
How To File A Claim Against Jimmy Enriquez (previously with Raymond James & Associates, Inc., Edward Jones, and Dean Witter Reynolds Inc.) To Get Your Money Back
If you have questions about Jimmy Enriquez, Raymond James & Associates, Inc., Edward Jones, Dean Witter Reynolds Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.