Advisor Alert: Our Attorneys Are Investigating Craig Anthony Guinta For Investment Fraud
Did You Lose Money Because of Craig Guinta?
Filed: January 18, 2024
Craig Guinta has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Craig Anthony Guinta.
Who Is Craig Anthony Guinta of Ameriprise Financial Services, LLC?
- Advisor Name: Craig Anthony Guinta
- Aliases: Craig Guinta
- CRD: 4303202
- Location: Bedford, New Hampshire
- Current Employer: Ameriprise Financial Services, LLC
- Previous Firms: Waddell & Reed
- Number of Known Customer Complaints: 1
- Can Craig Guinta Be Sued: Yes, in Private Arbitration
- Can Craig Guinta’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $49,999.99
- Highest Settlement: $11,000
If you have suffered investment losses by Craig Guinta, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Craig Guinta For Broker Misconduct
As of this publication date, Craig Guinta has been the subject of 1 customer dispute. Let’s review it below.
In April 2020, a FINRA arbitration was filed against or in reference to Craig Guinta by a customer of Waddell & Reed alleging breach of fiduciary duty, misrepresentation and unsuitable investment recommendations by RR from August 2012 through October 2016. Per the customer, he/she lost over $49,999.99 because of Mr. Guinta’s actions. On July 14, 2020, Mr. Guinta settled the claim for $11,000, and some or all of this amount may have been paid by Mr. Guinta’s employer and/or insurance carrier.
How To File A Claim Against Craig Guinta of Ameriprise Financial Services, LLC (previously with Waddell & Reed) To Get Your Money Back
If you have questions about Craig Guinta, Ameriprise Financial Services, LLC, Waddell & Reed, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.