Advisor Alert: Our Attorneys Are Investigating Matias Cavalieri For Investment Fraud

Did You Lose Money Because of Matias Cavalieri?

Filed: February 15, 2024

Matias Cavalieri currently has one (1) pending customer complaint. Overall, he has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Matias Cavalieri.

Who Is Matias Cavalieri of Morgan Stanley?

  • Advisor Name: Matias Cavalieri
  • Aliases: Matias Cavalieri
  • CRD: 2972465
  • Location: Miami, Florida
  • Current Employer: Morgan Stanley
  • Previous Firms: Citigroup Global Markets Inc. and Prudential Securities Incorporated
  • Number of Known Customer Complaints: 2
  • Can Matias Cavalieri Be Sued: Yes, in Private Arbitration
  • Can Matias Cavalieri’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $40,000
  • Highest Settlement: $14,644.08

If you have suffered investment losses by Matias Cavalieri, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Matias Cavalieri For Broker Misconduct

As of this publication date, Matias Cavalieri has been the subject of 2 customer disputes. Let’s review them below.

In January 2024, a FINRA arbitration was filed against or in reference to Matias Cavalieri by multiple customers of Morgan Stanley Smith Barney alleging unauthorized trading with respect to equity investments. As of this publication date, this claim remains pending.

In May 2020, a FINRA arbitration was filed against or in reference to Matias Cavalieri by multiple customers of Morgan Stanley alleging that purchase of mutual fund in January 2020 did not meet his objective of investing only in securities that could not lose principal. Per the customer, he/she lost over $40,000 because of Mr. Cavalieri’s actions. On July 27, 2020, Mr. Cavalieri settled the claim for $14,644.08, and some or all of this amount may have been paid by Mr. Cavalieri’s employer and/or insurance carrier.

How To File A Claim Against Matias Cavalieri of Morgan Stanley (previously with Citigroup Global Markets Inc. and Prudential Securities Incorporated) To Get Your Money Back

If you have questions about Matias Cavalieri, Morgan Stanley, Citigroup Global Markets Inc., Prudential Securities Incorporated, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.