Advisor Alert: Our Attorneys Are Investigating Andrew Thomas Maynerich For Investment Fraud
Did You Lose Money Because of Andrew Maynerich?
Filed: February 15, 2024
Andrew Maynerich has been the subject of one (1) regulatory event. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Andrew Thomas Maynerich.
Who Is Andrew Thomas Maynerich?
- Advisor Name: Andrew Thomas Maynerich
- Aliases: Andrew Maynerich
- CRD: 5912401
- Location: Virden, Illinois
- Current Employer: Currently Not Registered
- Previous Firms: LPL Financial LLC and Investment Centers of America, Inc.
- Number of Known Regulatory Events: 1
- Can Andrew Maynerich Be Sued: Yes, in Private Arbitration
- Can Andrew Maynerich’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: Unknown
If you have suffered investment losses by Andrew Maynerich, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Andrew Maynerich For Broker Misconduct
As of this publication date, Andrew Maynerich has been the subject of 1 regulatory event. Let’s review it below.
In September 2023, FINRA initiated a regulatory action against or in reference to Andrew Maynerich for allegedly electronically signing, with prior permission, a total of 20 documents on behalf of customers, three of whom were seniors. The findings stated that Maynerich falsely attested in a compliance questionnaire that he had not signed or affixed another person’s signature on a document. In addition, Maynerich caused his member firm to maintain inaccurate books and records.
How To File A Claim Against Andrew Maynerich (previously with LPL Financial LLC and Investment Centers of America, Inc.) To Get Your Money Back
If you have questions about Andrew Maynerich, LPL Financial LLC, Investment Centers of America, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.