Advisor Alert: Our Attorneys Are Investigating Ian Stuart Baker For Investment Fraud
Did You Lose Money Because of Ian Baker?
Filed: November 29, 2023
Ian Baker has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Ian Stuart Baker.
Who Is Ian Stuart Baker of LPL Financial LLC and IHT Wealth Management LLC?
- Advisor Name: Ian Stuart Baker
- Aliases: Ian Baker
- CRD: 4018036
- Location: New York, New York
- Current Employer: LPL Financial LLC and IHT Wealth Management LLC
- Previous Firms: Private Advisor Group, LLC, Ameritas Investment Corp., and Carillon Investments, Inc.
- Number of Known Customer Complaints: 1
- Can Ian Baker Be Sued: Yes, in Private Arbitration
- Can Ian Baker’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $10,966.86
- Highest Settlement: $9,200
If you have suffered investment losses by Ian Baker, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Ian Baker For Broker Misconduct
As of this publication date, Ian Baker has been the subject of 1 customer dispute. Let’s review it below.
In June 2020, a FINRA arbitration was filed against or in reference to Ian Baker by a customer of LPL Financial LLC alleging that Mr. Baker made two unsuitable investments in a managed account, which were ultimately sold at a loss to claimant. Per the customer, he/she lost over $10,966.86 because of Mr. Baker’s actions. On July 23, 2020, Mr. Baker settled the claim for $9,200, and some or all of this amount may have been paid by Mr. Baker’s employer and/or insurance carrier.
How To File A Claim Against Ian Baker of LPL Financial LLC and IHT Wealth Management LLC (previously with Private Advisor Group, LLC, Ameritas Investment Corp., and Carillon Investments, Inc.) To Get Your Money Back.
If you have questions about Ian Baker, LPL Financial LLC, IHT Wealth Management LLC, Private Advisor Group, LLC, Ameritas Investment Corp., Carillon Investments, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.