Advisor Alert: Our Attorneys Are Investigating Guillermo Alonzo Gastelum For Investment Fraud
Did You Lose Money Because of Guillermo Gastelum?
Filed: November 29, 2023
Guillermo Gastelum has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Guillermo Alonzo Gastelum.
Who Is Guillermo Alonzo Gastelum of LPL Financial LLC?
- Advisor Name: Guillermo Alonzo Gastelum
- Aliases: Guillermo A Gastelum
- CRD: 5100366
- Location: Mesa, Arizona
- Current Employer: LPL Financial LLC
- Previous Firms: BBVA Securities Inc., BBVA Compass Investment Solutions, Inc., and Chase Investment Services Corp.
- Number of Known Customer Complaints: 1
- Can Guillermo Gastelum Be Sued: Yes, in Private Arbitration
- Can Guillermo Gastelum’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $5,000
- Highest Settlement: Unknown
If you have suffered investment losses by Guillermo Gastelum, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Guillermo Gastelum For Broker Misconduct
As of this publication date, Guillermo Gastelum has been the subject of 1 customer dispute. Let’s review it below.
In March 2020, a complaint was filed against or in reference to Guillermo Gastelum by a customer of BBVA Securities Inc. The customer (Trustee) purchased Fixed Index Annuity contract in June, 2019. The client now alleges that Mr. Gastelum provided erroneous information and assisted the client in setting up the annuity in a manner that led to potentially unfavorable tax consequences. Per the customer, he/she lost over $5,000 because of Mr. Gastelum’s actions.
How To File A Claim Against Guillermo Gastelum of LPL Financial LLC (previously with BBVA Securities Inc., BBVA Compass Investment Solutions, Inc., and Chase Investment Services Corp.) To Get Your Money Back.
If you have questions about Guillermo Gastelum, LPL Financial LLC, BBVA Securities Inc., BBVA Compass Investment Solutions, Inc., Chase Investment Services Corp., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.