Advisor Alert: Our Attorneys Are Investigating Thomas Anton Fons For Investment Fraud
Did You Lose Money Because of Thomas Fons?
Filed: January 18, 2024
Thomas Fons has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Thomas Anton Fons.
Who Is Thomas Anton Fons of Ameriprise Financial Services, LLC?
- Advisor Name: Thomas Anton Fons
- Aliases: Thomas Fons
- CRD: 2738064
- Location: Katy, Texas
- Current Employer: Ameriprise Financial Services, LLC
- Previous Firms: Ameriprise Advisor Services, Inc. and Morgan Stanley & Co. Incorporated
- Number of Known Customer Complaints: 1
- Can Thomas Fons Be Sued: Yes, in Private Arbitration
- Can Thomas Fons’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $1,000,000
- Highest Settlement: $67,500
If you have suffered investment losses by Thomas Fons, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Thomas Fons For Broker Misconduct
As of this publication date, Thomas Fons has been the subject of 1 customer dispute. Let’s review it below.
In August 2020, a FINRA arbitration was filed against or in reference to Thomas Fons by multiple customers of MS&CO alleging misrepresentation regarding a variable annuity from 2003 to 2017. Per the customer, he/she lost over $1,000,000 because of Mr. Fons’s actions. On June 23, 2022, Mr. Fons settled the claim for $67,500, and some or all of this amount may have been paid by Mr. Fons’s employer and/or insurance carrier.
How To File A Claim Against Thomas Fons of Ameriprise Financial Services, LLC (previously with Ameriprise Advisor Services, Inc. and Morgan Stanley & Co. Incorporated) To Get Your Money Back
If you have questions about Thomas Fons, Ameriprise Financial Services, LLC, Ameriprise Advisor Services, Inc., Morgan Stanley & Co. Incorporated, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.