Advisor Alert: Our Attorneys Are Investigating Brandon Leon For Investment Fraud
Did You Lose Money Because of Brandon Leon?
Filed: March 20, 2024
Brandon Leon has been the subject of two (2) customer complaints and one (1) judgment/lien event. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Brandon Leon.
Who Is Brandon Leon of PHX Financial, Inc.?
- Advisor Name: Brandon Leon
- Aliases: Brandon Leon
- CRD: 5200595
- Location: New York, New York
- Current Employer: PHX Financial, Inc.
- Previous Firms: National Securities Corporation and Olympia Asset Management, Ltd
- Number of Known Customer Complaints: 2
- Number of Known Judgment/Lien Events: 1
- Can Brandon Leon Be Sued: Yes, in Private Arbitration
- Can Brandon Leon’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $336,700
- Highest Settlement: $100,000
If you have suffered investment losses by Brandon Leon, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a churning lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Brandon Leon For Broker Misconduct
As of this publication date, Brandon Leon has been the subject of 2 customer disputes and 1 judgment/lien event. Let’s review them below.
In October 2022, Brandon Leon was the subject of a civil judgment or lien in the amount of $56,260.97. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.
In August 2022, a FINRA arbitration was filed against or in reference to Brandon Leon by a customer of National Securities Corporation alleging private placement investments were unsuitable. Per the customer, he/she lost over $336,700 because of Mr. Leon’s actions. On August 22, 2023, Mr. Leon settled the claim for $100,000, and some or all of this amount may have been paid by Mr. Leon’s employer and/or insurance carrier.
In March 2017, a FINRA arbitration was filed against or in reference to Brandon Leon by a customer of National Securities Corporation alleging negligence, unauthorized trading, suitability, and breach of fiduciary duty. Per the customer, he/she lost over $200,000 because of Mr. Leon’s actions.
How To File A Claim Against Brandon Leon of PHX Financial, Inc. (previously with National Securities Corporation and Olympia Asset Management, Ltd) To Get Your Money Back
If you have questions about Brandon Leon, PHX Financial, Inc., National Securities Corporation, Olympia Asset Management, Ltd, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.