Advisor Alert: Our Attorneys Are Investigating Cole Lawrence Mills For Investment Fraud
Did You Lose Money Because of Cole Mills?
Filed: November 29, 2023
Cole Mills has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Cole Lawrence Mills.
Who Is Cole Lawrence Mills of LPL Financial LLC?
- Advisor Name: Cole Lawrence Mills
- Aliases: Cole Mills
- CRD: 4278314
- Location: Portland, Oregon
- Current Employer: LPL Financial LLC
- Previous Firms: Waddell & Reed
- Number of Known Customer Complaints: 1
- Can Cole Mills Be Sued: Yes, in Private Arbitration
- Can Cole Mills’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $73,600
- Highest Settlement: Unknown
If you have suffered investment losses by Cole Mills, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Cole Mills For Broker Misconduct
As of this publication date, Cole Mills has been the subject of 1 customer dispute. Let’s review it below.
In January 2020, a FINRA arbitration was filed against or in reference to Cole Mills by a customer of Waddell & Reed, Inc. alleging Mr. Mills did not advise the client as to tax consequences related to distributions taken from the husband’s rollover IRA account resulting in substantial tax liabilities. Per the customer, he/she lost over $73,600 because of Mr. Mills’s actions.
How To File A Claim Against Cole Mills of LPL Financial LLC (previously with Waddell & Reed) To Get Your Money Back.
If you have questions about Cole Mills, LPL Financial LLC, Waddell & Reed, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.