Advisor Alert: Our Attorneys Are Investigating William Baumberger For Investment Fraud
Did You Lose Money Because of William Baumberger?
Filed: November 2, 2023
William Baumberger has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on William O Baumberger.
Who Is William O Baumberger?
- Advisor Name: William O Baumberger
- Aliases: William Baumberger
- CRD: 4121843
- Location: Evansville, Indiana
- Current Employer: Currently Not Registered
- Previous Firms: LPL Financial LLC, Investment Professionals, Inc., and Fifth Third Securities, Inc.
- Number of Known Customer Complaints: 2
- Can William Baumberger Be Sued: Yes, in Private Arbitration
- Can William Baumberger’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $28,000
- Highest Settlement: Unknown
If you have suffered investment losses by William Baumberger, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a failure to supervise lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against William Baumberger For Broker Misconduct
As of this publication date, William Baumberger has been the subject of 2 customer disputes. Let’s review them below.
In December 2019, a complaint was filed against or in reference to William Baumberger by a customer of LPL Financial LLC alleging misrepresentation regarding variable annuity. Per the customer, he/she lost over $5,000 because of Mr. Baumberger’s actions.
In May 2009, a complaint was filed against or in reference to William Baumberger by a customer of Fifth Third Securities, Inc. alleging that Mr. Baumberger gave poor recommendation/advice not to buy equity listed securities in February 2009. Per the customer, he/she lost over $$28,000 because of Mr. Baumberger’s actions.
How To File A Claim Against William Baumberger (previously with LPL Financial LLC, Investment Professionals, Inc., and Fifth Third Securities, Inc.) To Get Your Money Back.
If you have questions about William Baumberger, LPL Financial LLC, Investment Professionals, Inc., Fifth Third Securities, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.