Advisor Alert: Our Attorneys Are Investigating Manuel Ramos For Investment Fraud
Did You Lose Money Because of Manuel Ramos?
Filed: February 19, 2024
Manuel Ramos (also known as Juan Manuel Ramos) currently has one (1) pending customer complaint. Overall, he has been the subject of five (5) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Manuel Ramos.
Who Is Manuel Ramos of Centaurus Financial, Inc.?
- Advisor Name: Manuel Ramos
- Aliases: Juan Manuel Ramos
- CRD: 1956224
- Location: Downey, California
- Current Employer: Centaurus Financial, Inc.
- Previous Firms: SPC, Sammons Securities Company, LLC, and Tower Square Securities, Inc.
- Number of Known Customer Complaints: 1
- Can Manuel Ramos Be Sued: Yes, in Private Arbitration
- Can Manuel Ramos’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $153,000
- Highest Settlement: $10,000
If you have suffered investment losses by Manuel Ramos, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Manuel Ramos For Broker Misconduct
As of this publication date, Manuel Ramos has been the subject of 1 customer dispute. Let’s review it below.
In December 2023, a FINRA arbitration was filed against or in reference to Manuel Ramos by a customer of Centaurus Financial, Inc. alleging unauthorized trading with respect to investments. Per the customer, he/she lost over $100,000 because of Mr. Ramos’s actions. As of this publication date, this claim remains pending.
In March 2021, a FINRA arbitration was filed against or in reference to Manuel Ramos by a customer of Revere Securities LLC alleging that Mr. Ramos recommended high risk, illiquid investments. Per the customer, he/she lost over $100,000 because of Mr. Ramos’s actions. On December 21, 2021, Mr. Ramos settled the claim for $10,000, and some or all of this amount may have been paid by Mr. Ramos’s employer and/or insurance carrier.
In August 2012, a complaint was filed against or in reference to Manuel Ramos by a customer of PSP Financial & Insurance Services alleging that the fixed index annuity was not suitable at the time of purchase based on the client’s specific needs and investment time horizon. Per the customer, she lost over $153,000 because of Mr. Ramos’s actions.
In May 2011, a complaint was filed against or in reference to Manuel Ramos by a customer of Sammons Securities Company, LLC alleging that the sale of fixed index annuity contract in December of 2010 contradicts stated goals as well as her best interest. The client alleges her spouse’s death, three months prior to sale, and her grief made her incapable of reasoning or of making decisions clearly. Per the customer, she lost over $49,500 because of Mr. Ramos’s actions.
In August 2003, a complaint was filed against or in reference to Manuel Ramos by a customer of Tower Square Securities, Inc. alleging unsuitable recommendations & misrepresentations. Per the customer, he/she lost over $30,500 because of Mr. Ramos’s actions.
How To File A Claim Against Manuel Ramos of Centaurus Financial, Inc. (previously with SPC, Sammons Securities Company, LLC, and Tower Square Securities, Inc.) To Get Your Money Back
If you have questions about Manuel Ramos, Centaurus Financial, Inc., SPC, Sammons Securities Company, LLC, Tower Square Securities, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.