Advisor Alert: Our Attorneys Are Investigating Adam Randall Kotz For Investment Fraud

Did You Lose Money Because of Adam Kotz?

Filed: March 4, 2024

Adam Kotz currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Adam Randall Kotz.

Who Is Adam Randall Kotz of Mariner Wealth Advisors?

  • Advisor Name: Adam Randall Kotz
  • Aliases: Adam Kotz
  • CRD: 6286443
  • Location: New York, New York
  • Current Employer: Mariner Wealth Advisors
  • Previous Firms: Unknown
  • Number of Known Customer Complaints: 1
  • Can Adam Kotz Be Sued: Yes, in Private Arbitration
  • Can Adam Kotz’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $4,000,000
  • Highest Settlement: Unknown

If you have suffered investment losses by Adam Kotz, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Adam Kotz For Broker Misconduct

As of this publication date, Adam Kotz has been the subject of 1 customer dispute. Let’s review it below.

In January 2023, a FINRA arbitration was filed against or in reference to Adam Kotz by a customer of Mariner Wealth Advisors alleging that Mr. Kotz made unsuitable investment redocumentations/decisions. Per the customer, he/she lost over $4,000,000 because of Mr. Kotz’s actions. As of this publication date, this claim remains pending.

How To File A Claim Against Adam Kotz of Mariner Wealth Advisors To Get Your Money Back

If you have questions about Adam Kotz, Mariner Wealth Advisors, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.