Advisor Alert: Our Attorneys Are Investigating Dennis Christopher Hanrahan For Investment Fraud

Chetan Patil on January 17, 2024

Did You Lose Money Because of Dennis Hanrahan?

Filed: January 16, 2024

Dennis Hanrahan currently has one (1) pending regulatory event and fifteen (15) pending judgment/lien events. Overall, he has been the subject of two (2) regulatory events, two (2) criminal events, two (2) customer complaints, and fifteen (15) judgment/lien events. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Dennis Christopher Hanrahan.

Who Is Dennis Christopher Hanrahan?

  • Advisor Name: Dennis Christopher Hanrahan
  • Aliases: Dennis Hanrahan
  • CRD: 3004868
  • Location: Garden City, New York
  • Current Employer: Currently Not Registered
  • Previous Firms: Spartan Capital Securities, LLC, John Thomas Financial, and Rockwell Global Capital LLC
  • Number of Known Customer Complaints: 2
  • Number of Known Regulatory Events: 2
  • Number of Known Criminal Events: 2
  • Number of Known Judgment/Lien Events: 15
  • Can Dennis Hanrahan Be Sued: Yes, in Private Arbitration
  • Can Dennis Hanrahan’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $107,529
  • Highest Settlement: $15,000

If you have suffered investment losses by Dennis Hanrahan, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a failure to supervise lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Dennis Hanrahan For Broker Misconduct

As of this publication date, Dennis Hanrahan has been the subject of 2 regulatory events, 2 customer disputes, 2 criminal events, and 15 judgment/lien events. Let’s review them below.

In July 2023, FINRA initiated a regulatory action against or in reference to Dennis Hanrahan for failing to comply with an arbitration award or settlement agreement or to satisfactorily respond to a FINRA request to provide information concerning the status of compliance.

In January 2020, a FINRA arbitration was filed against or in reference to Dennis Hanrahan by a customer of Spartan Capital Securities, LLC alleging misrepresentation and unsuitable recommendations. Per the customer, he/she lost over $107,529 because of Mr. Hanrahan’s actions. On March 18, 2022, Mr. Hanrahan settled the claim for $15,000, and some or all of this amount may have been paid by Mr. Hanrahan’s employer and/or insurance carrier.

In December 2018, Dennis Hanrahan was the subject of a civil judgment or lien in the amount of $1,081.62. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.

In August 2017, Dennis Hanrahan was the subject of a civil judgment or lien in the amount of $8,334.43. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.

In February 2017, Dennis Hanrahan was the subject of a civil judgment or lien in the amount of $6,709.41. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.

In April 2016, Dennis Hanrahan was the subject of a civil judgment or lien in the amount of $23,066.84. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.

In December 2014, Dennis Hanrahan was the subject of a civil judgment or lien in the amount of $16,719.19. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.

In November 2014, Dennis Hanrahan was the subject of a civil judgment or lien in the amount of $63,132. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.

In October 2013, Dennis Hanrahan was the subject of a civil judgment or lien in the amount of $20,499. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.

In July 2013, FINRA initiated a regulatory action against or in reference to Dennis Hanrahan for failing to comply with the award.

In April 2013, Dennis Hanrahan was the subject of a civil judgment or lien in the amount of $4,385.44. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.

In March 2012, Dennis Hanrahan was the subject of a civil judgment or lien in the amount of $2,616.95. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.

In July 2011, felony charges were pressed against Mr. Hanrahan in Sussex County Superior Court.  Mr. Hanrahan received 1 felony charge for 2C:39-4D / possession weapon unlawful purpose, 1 felony charge for 2C:33-2A(1)/ disorderly conduct, 1 felony charge for 2C:29-2A / resisting arrest in the third degree, 1 felony charge for 2C:29-2A(1)/ resisting arrest, 1 felony charge for 2C:12-3B – threaten to kill, 1 felony charge for 2C:12-1A(3) / simple assault, 1 felony charge for 2C:29-1B / obstruction admin of law in the fourth degree, 1 felony charge for 2C:29-1A / disorderly persons, and 1 felony charge for 2C:35-10A(1)/ possession of cds or analog.

In December 2010, Dennis Hanrahan was the subject of a civil judgment or lien in the amount of $65,961.14. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.

In November 2010, felony charges were pressed against Mr. Hanrahan in Criminal Court of The City of New York.  Mr. Hanrahan received 1 felony charge for 120.05 assault in the second degree and 1 felony charge for PG 240.20 disorderly conduct

In September 2010, Dennis Hanrahan was the subject of a civil judgment or lien in the amount of $124,461. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.

In March 2010, Dennis Hanrahan was the subject of a civil judgment or lien in the amount of $75,156. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.

In November 2009, Dennis Hanrahan was the subject of a civil judgment or lien in the amount of $14,293.57. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.

In November 2009, Dennis Hanrahan was the subject of a civil judgment or lien in the amount of $14,008.63. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.

In November 2009, Dennis Hanrahan was the subject of a civil judgment or lien in the amount of $9,914.22. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.

In February 2008, a complaint was filed against or in reference to Dennis Hanrahan by a customer of Empire Financial Group, Inc. alleging that unauthorized transactions were executed in the client’s account. Per the customer, he/she lost over $10,535 because of Mr. Hanrahan’s actions.

How To File A Claim Against Dennis Hanrahan (previously with Spartan Capital Securities, LLC, John Thomas Financial, and Rockwell Global Capital LLC) To Get Your Money Back

If you have questions about Dennis Hanrahan, Spartan Capital Securities, LLC, John Thomas Financial, Rockwell Global Capital LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.