Advisor Alert: Our Attorneys Are Investigating Steven Edward Rose For Investment Fraud
Did You Lose Money Because of Steve Rose?
Filed: November 29, 2023
Steve Rose has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Steven Edward Rose.
Who Is Steven Edward Rose?
- Advisor Name: Steven Edward Rose
- Aliases: Steve Edward Rose
- CRD: 4928479
- Location: Reno, Nevada
- Current Employer: Currently Not Registered
- Previous Firms: LPL Financial LLC and MML Investors Services, LLC
- Number of Known Customer Complaints: 1
- Can Steven Rose Be Sued: Yes, in Private Arbitration
- Can Steven Rose’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: Unknown
If you have suffered investment losses by Steven Rose, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Steve Rose For Broker Misconduct
As of this publication date, Steven Rose has been the subject of 1 customer dispute. Let’s review it below.
In January 2020, a complaint was filed against or in reference to Steven Rose by a customer of MML Investors Services, LLC alleging that Mr. Rose forged the client’s signature on a variable life insurance policy issued in 2006 and changes were made to it without her knowledge.
How To File A Claim Against Steve Rose (previously with LPL Financial LLC and MML Investors Services, LLC) To Get Your Money Back.
If you have questions about Steven Rose, LPL Financial LLC, MML Investors Services, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.