Advisor Alert: Our Attorneys Are Investigating Samuel Leslie Sutterfield For Investment Fraud
Did You Lose Money Because of Samuel Sutterfield?
Filed: March 4, 2024
Samuel Sutterfield currently has one (1) pending customer complaint. Overall, he has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Samuel Leslie Sutterfield.
Who Is Samuel Leslie Sutterfield of Centaurus Financial, Inc.?
- Advisor Name: Samuel Leslie Sutterfield
- Aliases: Samuel L Sutterfield
- CRD: 5988560
- Location: Tucson, Arizona
- Current Employer: Centaurus Financial, Inc.
- Previous Firms: Wells Fargo Clearing Services, LLC
- Number of Known Customer Complaints: 2
- Can Samuel Sutterfield Be Sued: Yes, in Private Arbitration
- Can Samuel Sutterfield’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $117,000
- Highest Settlement: $47,500
If you have suffered investment losses by Samuel Sutterfield, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Samuel Sutterfield For Broker Misconduct
As of this publication date, Samuel Sutterfield has been the subject of 2 customer disputes. Let’s review them below.
In July 2023, a complaint was filed against or in reference to Samuel Sutterfield by a customer of Centaurus Financial, Inc. alleging that Mr. Sutterfield recommended unsuitable, high-risk, and illiquid investments. Per the customer, he/she lost over $117,000 because of Mr. Sutterfield’s actions. As of this publication date, this claim remains pending.
In May 2022, a FINRA arbitration was filed against or in reference to Samuel Sutterfield by a customer of Centaurus Financial, Inc. alleging that during 2020 through 2021, Mr. Sutterfield recommended illiquid investments. Per the customer, he/she lost over $100,000 because of Mr. Sutterfield’s actions. On July 7, 2023, Mr. Sutterfield settled the claim for $47,500, and some or all of this amount may have been paid by Mr. Sutterfield’s employer and/or insurance carrier.
How To File A Claim Against Samuel Sutterfield of Centaurus Financial, Inc. (previously with Wells Fargo Clearing Services, LLC) To Get Your Money Back
If you have questions about Samuel Sutterfield, Centaurus Financial, Inc., Wells Fargo Clearing Services, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.