Advisor Alert: Our Attorneys Are Investigating Nathaniel Leigh Goldenberg For Investment Fraud
Did You Lose Money Because of Nate Goldenberg?
Filed: March 4, 2024
Nathaniel Goldenberg (also known as Nate Goldenberg) has been the subject of one (1) regulatory event, one (1) termination event, and one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Nathaniel Leigh Goldenberg.
Who Is Nathaniel Leigh Goldenberg?
- Advisor Name: Nathaniel Leigh Goldenberg
- Aliases: Nate Goldenberg
- CRD: 4903121
- Location: Tampa, Florida
- Current Employer: Currently Not Registered
- Previous Firms: International Assets Advisory, LLC, J.P. Morgan Securities LLC, and Chase Investment Services Corp.
- Number of Known Customer Complaints: 1
- Number of Known Regulatory Events: 1
- Number of Known Termination Events: 1
- Can Nathaniel Goldenberg Be Sued: Yes, in Private Arbitration
- Can Nathaniel Goldenberg’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $10,000
- Highest Settlement: Unknown
If you have suffered investment losses by Nathaniel Goldenberg, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Nate Goldenberg For Broker Misconduct
As of this publication date, Nathaniel Goldenberg has been the subject of 1 regulatory event, 1 termination event, and 1 customer dispute. Let’s review them below.
In February 2021, FINRA initiated a regulatory action against or in reference to Nathaniel Goldenberg for allegedly causing his member firm to violate Regulation S-P, and in doing so violated FINRA Rule 2010, by improperly retaining documents containing nonpublic personal information of firm customers upon his termination from the firm.
In October 2013, J.P. Morgan Securities LLC terminated Nathaniel Goldenberg after admitting to copying original signatures from initial account documents to additional account documents.
In May 2012, a complaint was filed against or in reference to Nathaniel Goldenberg by a customer of Sagepoint Financial, Inc. alleging failure to follow instructions regarding managed account investment. Per the customer, he/she lost over $10,000 because of Mr. Goldenberg’s actions.
How To File A Claim Against Nate Goldenberg (previously with International Assets Advisory, LLC, J.P. Morgan Securities LLC, and Chase Investment Services Corp.) To Get Your Money Back
If you have questions about Nate Goldenberg, International Assets Advisory, LLC, J.P. Morgan Securities LLC, Chase Investment Services Corp., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.