Did You Lose Money Because of Colin Mansfield?
Filed: March 4, 2024
Colin Mansfield currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint and one (1) criminal event. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Colin Martin Mansfield.
Who Is Colin Martin Mansfield of DFPG Investments, LLC and Diversify Advisory Services, LLC?
- Advisor Name: Colin Martin Mansfield
- Aliases: Colin Martin Mansfield Mr., Colon Martin Mansfield Mr., Colon Mansfield
- CRD: 4643275
- Location: San Jose, California
- Current Employer: DFPG Investments, LLC and Diversify Advisory Services, LLC
- Previous Firms: First Allied Advisory Services, Inc. and First Allied Securities, Inc.
- Number of Known Customer Complaints: 1
- Number of Known Criminal Events: 1
- Can Colin Mansfield Be Sued: Yes, in Private Arbitration
- Can Colin Mansfield’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $300,000
- Highest Settlement: Unknown
If you have suffered investment losses by Colin Mansfield, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a breach of fiduciary duty lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Colin Mansfield For Broker Misconduct
As of this publication date, Colin Mansfield has been the subject of 1 customer dispute and 1 criminal event. Let’s review them below.
In May 2023, a FINRA arbitration was filed against or in reference to Colin Mansfield by a customer of DFPG Investments, LLC alleging breach of contract related to a recommended real estate security. Per the customer, he/she lost over $300,000 because of Mr. Mansfield’s actions. As of this publication date, this claim remains pending.
In June 2018, misdemeanor and felony charges were pressed against Mr. Mansfield in the Superior Court of California – County of Riverside. Mr. Mansfield received 2 felony counts for Penal Code section 245, subdivision (a), subsection (1) assault with a deadly weapon other than a firearm, 1 misdemeanor count for PC 415(2) – Disturbing the Peace, and 1 felony count for Penal Code section 273.5, subdivision (a) Corporal Injury/Spouse.
How To File A Claim Against Colin Mansfield of DFPG Investments, LLC and Diversify Advisory Services, LLC (previously with First Allied Advisory Services, Inc. and First Allied Securities, Inc.) To Get Your Money Back
If you have questions about Colin Mansfield, DFPG Investments, LLC, Diversify Advisory Services, LLC, First Allied Advisory Services, Inc., First Allied Securities, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.
