Advisor Alert: Our Attorneys Are Investigating Eric Matthew Schwartz For Investment Fraud
Did You Lose Money Because of Eric Schwartz?
Filed: November 29, 2023
Eric Schwartz currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Eric Matthew Schwartz.
Who Is Eric Matthew Schwartz of LPL Financial LLC and Kinecta Financial & Insurance Services?
- Advisor Name: Eric Matthew Schwartz
- Aliases: Eric Schwartz
- CRD: 3140360
- Location: Woodland Hills and Manhattan Beach, California
- Current Employer: LPL Financial LLC and Kinecta Financial & Insurance Services
- Previous Firms: First Brokerage America, L.L.C. and Cuso Financial Services, L.P.
- Number of Known Customer Complaints: 1
- Can Eric Schwartz Be Sued: Yes, in Private Arbitration
- Can Eric Schwartz’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $50,000
- Highest Settlement: Unknown
If you have suffered investment losses by Eric Schwartz, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Eric Schwartz For Broker Misconduct
As of this publication date, Eric Schwartz has been the subject of 1 customer dispute. Let’s review it below.
In June 2023, a FINRA arbitration was filed against or in reference to Eric Schwartz by a customer of LPL Financial LLC alleging unsuitable recommendations. Per the customer, he/she lost over $50,000 because of Mr. Schwartz’s actions. As of this publication date, this claim remains pending.
How To File A Claim Against Eric Schwartz of LPL Financial LLC and Kinecta Financial & Insurance Services (previously with First Brokerage America, L.L.C. and Cuso Financial Services, L.P.) To Get Your Money Back.
If you have questions about Eric Schwartz, LPL Financial LLC, Kinecta Financial & Insurance Services, First Brokerage America, L.L.C., Cuso Financial Services, L.P., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.