Advisor Alert: Our Attorneys Are Investigating David Paul Giegerich For Investment Fraud
Did You Lose Money Because of David Giegerich?
Filed: March 21, 2024
David Giegerich currently has one (1) pending customer complaint and three (3) pending judgment/lien events. Overall, he has been the subject of one (1) customer complaint and three (3) judgment/lien events. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on David Paul Giegerich.
Who Is David Paul Giegerich?
- Advisor Name: David Paul Giegerich
- Aliases: David Giegerich
- CRD: 2795115
- Location: Bridgewater Township, New Jersey
- Current Employer: Currently Not Registered
- Previous Firms: LPL Financial LLC, First Allied Securities, Inc., and Genworth Financial Securities Corporation
- Number of Known Customer Complaints: 1
- Number of Known Judgment/Lien Events: 3
- Can David Giegerich Be Sued: Yes, in Private Arbitration
- Can David Giegerich’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $100,001
- Highest Settlement: Unknown
If you have suffered investment losses by David Giegerich, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a breach of fiduciary duty lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against David Giegerich For Broker Misconduct
As of this publication date, David Giegerich has been the subject of 1 customer dispute and 3 judgment/lien events. Let’s review it below.
In June 2022, a FINRA arbitration was filed against or in reference to David Giegerich by a customer of First Allied Securities, Inc. alleging that Mr. Giegerich recommended investments that were unsuitable. The claimant generally alleges causes of action of suitability, misrepresentation, breach of contract, breach of fiduciary duty, and negligence. Per the customer, he/she lost over $100,001 because of Mr. Giegerich’s actions. As of this publication date, this claim remains pending.
In August 2021, David Giegerich was the subject of a civil judgment or lien in the amount of $5,931. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.
In October 2019, David Giegerich was the subject of a civil judgment or lien in the amount of $54,955. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.
In July 2018, David Giegerich was the subject of a civil judgment or lien in the amount of $53,674.50. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.
How To File A Claim Against David Giegerich (previously with LPL Financial LLC, First Allied Securities, Inc., Genworth Financial Securities Corporation) To Get Your Money Back
If you have questions about David Giegerich, LPL Financial LLC, First Allied Securities, Inc., Genworth Financial Securities Corporation, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.