Advisor Alert: Our Attorneys Are Investigating Ramses David Visher For Investment Fraud
Did You Lose Money Because of Ramses Visher?
Filed: February 19, 2024
Ramses Visher currently has one (1) pending investigation. Overall, he has been the subject of one (1) investigation one (1) termination event, and one (1) financial event. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Ramses David Visher.
Who Is Ramses David Visher?
- Advisor Name: Ramses David Visher
- Aliases: Ramses Visher
- CRD: 6012559
- Location: Los Angeles, California
- Current Employer: Currently Not Registered
- Previous Firms: AXA Advisors, LLC, Reid & Rudiger LLC, and National Securities Corporation
- Number of Known Investigations: 1
- Number of Known Financial Events: 1
- Number of Known Termination Events: 1
- Can Ramses Visher Be Sued: Yes, in Private Arbitration
- Can Ramses Visher’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: Unknown
If you have suffered investment losses by Ramses Visher, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Ramses Visher For Broker Misconduct
As of this publication date, Ramses Visher has been the subject of 1 investigation, 1 termination event, and 1 financial dispute. Let’s review them below.
In October 2023, DRP was filed in error as Vault Capital is not and never was a registered broker-dealer. Ramses Visher was never a registered representative of Vault Capital’s broker-dealer, because Vault Capital was never a registered broker-dealer.
In August 2023, FINRA initiated an investigation against or in reference to Ramses Visher for allegedly committing securities fraud in violation of Securities Exchange Act of 1934 Section 10(b) and Rule 10b-5, and FINRA Rules 2020 and 2010, both independently and by virtue of violating the foregoing rules and statutes by making material false statements and/or material omissions in connection with the sale of securities to an investor; and FINRA Rule 2010, both independently and by virtue of violating Securities Act of 1933 Sections 17(a)(1), (2) and (3) by making material misrepresentations and omissions and engaging in a deceptive scheme in connection with the sale of securities to an investor.
In July 2020, Mr. Visher filed for bankruptcy in the Central District of Carolina, Santa Barbara California.
How To File A Claim Against Ramses Visher (previously with AXA Advisors, LLC, Reid & Rudiger LLC, and National Securities Corporation) To Get Your Money Back
If you have questions about Ramses Visher, AXA Advisors, LLC, Reid & Rudiger LLC, National Securities Corporation, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.