Advisor Alert: Our Attorneys Are Investigating Joseph Phillip Smith Jr. For Investment Fraud
Did You Lose Money Because of Joseph Smith Jr.?
Filed: February 15, 2024
Joseph Smith Jr. currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Joseph Phillip Smith Jr..
Who Is Joseph Phillip Smith Jr. of Kingswood Capital Partners, LLC?
- Advisor Name: Joseph Phillip Smith Jr.
- Aliases: Joseph Smith Jr.
- CRD: 428137
- Location: San Diego, California
- Current Employer: Kingswood Capital Partners, LLC
- Previous Firms: Newbridge Securities Corporation, R.M. Stark & Co., Inc., and The Strategic Financial Alliance
- Number of Known Customer Complaints: 1
- Can Joseph Smith Jr. Be Sued: Yes, in Private Arbitration
- Can Joseph Smith Jr.’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: Unknown
If you have suffered investment losses by Joseph Smith Jr., we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a breach of fiduciary duty lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Joseph Smith Jr. For Broker Misconduct
As of this publication date, Joseph Smith Jr. has been the subject of 1 customer dispute. Let’s review it below.
In August 2023, a FINRA arbitration was filed against or in reference to Joseph Smith Jr. by a customer of Newbridge Securities Corporation alleging breach of contract, violation of state securities statutes, breach of fiduciary duty, claims under common law and vicarious liability. As of this publication date, this claim remains pending.
How To File A Claim Against Joseph Smith Jr. of Kingswood Capital Partners, LLC (previously with Newbridge Securities Corporation, R.M. Stark & Co., Inc., and The Strategic Financial Alliance) To Get Your Money Back
If you have questions about Joseph Smith Jr., Kingswood Capital Partners, LLC, Newbridge Securities Corporation, R.M. Stark & Co., Inc., The Strategic Financial Alliance, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.