Advisor Alert: Our Attorneys Are Investigating Isaac Chan For Investment Fraud
Did You Lose Money Because of Isaac Chan?
Filed: November 6, 2023
Isaac Wing Hon Chan (also known as Isaac Chan, Wai Pong Chan, and Isaac Wai Pong Chan) has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Isaac Chan.
Who Is Isaac Chan of J.P. Morgan Securities LLC?
- Advisor Name: Isaac Chan
- Aliases: Isaac Wing Hon Chan, Isaac Chan, Wai Pong Chan, Wai Chan, Isaac Wai Pong Chan
- CRD: 3040785
- Location: Alhambra, California
- Current Employer: J.P. Morgan Securities LLC
- Previous Firms: Cetera Investment Advisers LLC, Cetera Investment Services LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Number of Known Customer Complaints: 2
- Can Isaac Chan Be Sued: Yes, in Private Arbitration
- Can Isaac Chan’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $19,340
- Highest Settlement: $10,000
If you have suffered investment losses by Isaac Chan, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Isaac Chan For Broker Misconduct
As of this publication date, Isaac Chan has been the subject of 2 customer disputes. Let’s review them below.
In September 2020, a FINRA arbitration was filed against or in reference to Isaac Chan by a customer of Cetera Investment Services LLC alleging unsuitable investment recommendations. Per the customer, he/she lost over $19,340 because of Mr. Chan’s actions. On November 20, 2020, Mr. Chan settled the claim for $10,000, and some or all of this amount may have been paid by Mr. Chan’s employer and/or insurance carrier.
In September 2003, a FINRA arbitration was filed against or in reference to Isaac Chan by a customer of WM Financial Services, Inc. alleging that the client does not understand the investment based upon an alleged language barrier. The investment was purchased on June 30,2003. Per the customer, she lost over $9,590.98 because of Mr. Chan’s actions.
How To File A Claim Against Isaac Chan of J.P. Morgan Securities LLC (previously with Cetera Investment Advisers LLC, Cetera Investment Services LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated) To Get Your Money Back.
If you have questions about Isaac Chan, .P. Morgan Securities LLC, Cetera Investment Advisers LLC, Cetera Investment Services LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.