Advisor Alert: Our Attorneys Are Investigating Adam Dale Brown For Investment Fraud
Did You Lose Money Because of Adam Brown?
Filed: March 11, 2024
Adam Brown currently has two (2) pending customer complaints. Overall, he has been the subject of two (2) customer complaints and one (1) judgment/lien event. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Adam Dale Brown.
Who Is Adam Dale Brown?
- Advisor Name: Adam Dale Brown
- Aliases: Adam Brown
- CRD: 4506309
- Location: Boca Raton, Florida
- Current Employer: Currently Not Registered
- Previous Firms: Westpark Capital, Inc., Newport Coast Securities, Inc., and Dawson James Securities, Inc.
- Number of Known Customer Complaints: 2
- Number of Known Judgment/Lien Events: 1
- Can Adam Brown Be Sued: Yes, in Private Arbitration
- Can Adam Brown’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $351,987.66
- Highest Settlement: Unknown
If you have suffered investment losses by Adam Brown, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a breach of fiduciary duty lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Adam Brown For Broker Misconduct
As of this publication date, Adam Brown has been the subject of 2 customer disputes and 1 judgment/lien event. Let’s review them below.
In February 2023, a FINRA arbitration was filed against or in reference to Adam Brown by a customer of Westpark Capital, Inc. alleging suitability and churning, breach of fiduciary duty, breach of contract, unauthorized trading, negligence, misrepresentation and omission of facts, lost opportunity, and punitive damages during the time period of August 2015 through March 2022. Per the customer, he/she lost over $351,987.66 because of Mr. Brown’s actions. As of this publication date, this claim remains pending.
In June 2021, a FINRA arbitration was filed against or in reference to Adam Brown by a customer of Westpark Capital, Inc. alleging breach of fiduciary duty and gross negligence regarding the sale of an alternative investment. Per the customer, he/she lost over $50,000 because of Mr. Brown’s actions. As of this publication date, this claim remains pending.
In August 2013, Adam Brown was the subject of a civil judgment or lien in the amount of $2,250. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.
How To File A Claim Against Adam Brown (previously with Westpark Capital, Inc., Newport Coast Securities, Inc., and Dawson James Securities, Inc.) To Get Your Money Back
If you have questions about Adam Brown, Westpark Capital, Inc., Newport Coast Securities, Inc., Dawson James Securities, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.