Advisor Alert: Our Attorneys Are Investigating Daniel Vincent Joyce For Investment Fraud
Did You Lose Money Because of Daniel Joyce?
Filed: March 18, 2024
Daniel Joyce (also known as Daniel Vincent Joyce 235) has been the subject of one (1) judgment/lien event, one (1) termination event, and one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Daniel Vincent Joyce.
Who Is Daniel Vincent Joyce of Westpark Capital, Inc.?
- Advisor Name: Daniel Vincent Joyce
- Aliases: Daniel Vincent Joyce 235
- CRD: 1112928
- Location: New York, New York
- Current Employer: Westpark Capital, Inc.
- Previous Firms: SCF Investment Advisors, Inc., SCF Securities, Inc., and LPL Financial LLC
- Number of Known Customer Complaints: 1
- Number of Known Judgment/Lien Events: 1
- Number of Known Termination Events: 1
- Can Daniel Joyce Be Sued: Yes, in Private Arbitration
- Can Daniel Joyce’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $65,000
- Highest Settlement: Unknown
If you have suffered investment losses by Daniel Joyce, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a churning lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Daniel Joyce For Broker Misconduct
As of this publication date, Daniel Joyce has been the subject of 1 judgment/lien event, 1 termination event, and 1 customer dispute. Let’s review them below.
In October 2022, a FINRA arbitration was filed against or in reference to Daniel Joyce by a customer of Westpark Capital, Inc. alleging that Mr. Joyce made numerous false and misleading statements to the client concerning this investment and failed to disclose numerous material facts concerning this investment. Per the customer, he/she lost over $65,000 because of Mr. Joyce’s actions. As of this publication date, this claim remains pending.
In March 2018, SCF Securities, Inc. terminated Daniel Joyce for impersonating a customer.
In September 2008, Daniel Joyce was the subject of a civil judgment or lien in the amount of $653. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.
How To File A Claim Against Daniel Joyce of Westpark Capital, Inc. (previously with SCF Investment Advisors, Inc., SCF Securities, Inc., and LPL Financial LLC) To Get Your Money Back
If you have questions about Daniel Joyce, Westpark Capital, Inc., SCF Investment Advisors, Inc., SCF Securities, Inc., LPL Financial LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.