Advisor Alert: Our Attorneys Are Investigating Thomas Andrew Stickney For Investment Fraud
Did You Lose Money Because of Thomas Stickney?
Filed: January 24, 2024
Thomas Stickney has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Thomas Andrew Stickney.
Who Is Thomas Andrew Stickney of Ameriprise Financial Services, LLC?
- Advisor Name: Thomas Andrew Stickney
- Aliases: Thomas Stickney
- CRD: 2597982
- Location: York, Pennsylvania
- Current Employer: Ameriprise Financial Services, LLC
- Previous Firms: IDS Life Insurance Company
- Number of Known Customer Complaints: 2
- Can Thomas Stickney Be Sued: Yes, in Private Arbitration
- Can Thomas Stickney’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $12,713.39
- Highest Settlement: Unknown
If you have suffered investment losses by Thomas Stickney, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a portfolio mismanagement lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Thomas Stickney For Broker Misconduct
As of this publication date, Thomas Stickney has been the subject of 2 customer disputes. Let’s review them below.
In July 2019, a complaint was filed against or in reference to Thomas Stickney by a customer of Ameriprise Financial Services, LLC alleging that due to Mr. Stickney’s poor advice, the 401(k) plan matching contributions exceeded the limit and affected the deductibility of the cash balance plan contributions from 2010-2018. Per the customer, he/she lost over $5,000 because of Mr. Stickney’s actions.
In August 2012, a complaint was filed against or in reference to Thomas Stickney by a customer of Ameriprise Financial Services, LLC alleging that the client was not informed of the fees, variable nature or length of the surrender charge schedule on the variable annuity purchased in November 2011. Per the customer, he/she lost over $12,713.39 because of Mr. Stickney’s actions.
How To File A Claim Against Thomas Stickney of Ameriprise Financial Services, LLC (previously with IDS Life Insurance Company) To Get Your Money Back
If you have questions about Thomas Stickney, Ameriprise Financial Services, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.