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Did You Lose Money Because of Jim Farmer?

Filed: October 30, 2023

Jim Farmer has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on James Maurice Farmer.

Who Is James Maurice Farmer of LPL Financial LLC?

  • Advisor Name: James Maurice Farmer
  • Aliases: Jim Farmer
  • CRD: 1268068
  • Location: Quincy, Illinois
  • Current Employer: LPL Financial LLC
  • Previous Firms: Cambridge Investment Research Advisors, Inc., Cambridge Investment Research, Inc., and MML Investors Services, Inc.
  • Number of Known Customer Complaints: 1
  • Can James Farmer Be Sued: Yes, in Private Arbitration
  • Can James Farmer’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: Unknown
  • Highest Settlement: Unknown

If you have suffered investment losses by James Farmer, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Jim Farmer For Broker Misconduct

As of this publication date, James Farmer has been the subject of 1 customer dispute. Let’s review it below.

In February 2020, a complaint was filed against or in reference to James Farmer by a customer of LPL Financial LLC alleging unauthorized trading in violation of the Power of Attorney agreement.

How To File A Claim Against Jim Farmer (previously with Cambridge Investment Research Advisors, Inc., Cambridge Investment Research, Inc., and MML Investors Services, Inc.) To Get Your Money Back.

If you have questions about James Farmer, Cambridge Investment Research Advisors, Inc., Cambridge Investment Research, Inc., MML Investors Services, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Author Photo

Chetan Patil

Chetan Patil is the founder and Managing Partner of the Patil Law. He brings over 15 years of extensive experience in diverse complex disputes and transactions, across the country. Mr. Patil specializes in litigations, trials, arbitrations, and appeals of complex securities, FINRA, financial and business disputes, with an emphasis in securities, financial services, and financial regulatory law.
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