Advisor Alert: Our Attorneys Are Investigating Norman Joseph Killop III For Investment Fraud
Did You Lose Money Because of Norman Killop III?
Filed: February 9, 2024
Norman Killop III has been the subject of four (4) customer complaints and one (1) termination event. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Norman Joseph Killop III.
Who Is Norman Joseph Killop III of Morgan Stanley?
- Advisor Name: Norman Joseph Killop III
- Aliases: Norman J Killop
- CRD: 2079787
- Location: Bloomfield Hills, Michigan
- Current Employer: Morgan Stanley
- Previous Firms: Citigroup Global Markets Inc., Prudential Securities Incorporated, and Painewebber Incorporated
- Number of Known Customer Complaints: 4
- Number of Known Termination Events: 1
- Can Norman Killop III Be Sued: Yes, in Private Arbitration
- Can Norman Killop III’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $20,000
- Highest Settlement: $22,892.41
If you have suffered investment losses by Norman Killop III, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Norman Killop III For Broker Misconduct
As of this publication date, Norman Killop III has been the subject of 4 customer disputes and 1 termination event. Let’s review them below.
In October 2023, a complaint was filed against or in reference to Norman Killop III by a customer of Morgan Stanley alleging that the client’s account was not managed in their best interests.
In February 2008, a complaint was filed against or in reference to Norman Killop III by a customer of Citigroup Global Markets Inc. alleging misrepresentation in connection with a dispute between the client and her daughter relating to the establishment of their joint account.
In September 2003, a complaint was filed against or in reference to Norman Killop III by a customer of PSI alleging preferred loss accusation of unsolicited trades. Per the customer, he/she lost over $5,000 because of Mr. Killop’s actions.
In January 1996, a complaint was filed against or in reference to Norman Killop III by a customer of Painewebber Incorporated alleging that Mr. Killop assured the client that various investments in risky securities including F&M distributors & Chiquita brands were safe. Per the customer, he/she lost over $20,000 because of Mr. Killop’s actions. On December 1, 1996, Mr. Killop settled the claim for $22,892.41, and some or all of this amount may have been paid by Mr. Killop’s employer and/or insurance carrier.
In September 1991, Merrill Lynch terminated Norman Killop III for none unauthorized mailing of letters (not manager or compliance approved).
How To File A Claim Against Norman Killop III of Morgan Stanley (previously with Citigroup Global Markets Inc., Prudential Securities Incorporated, and Painewebber Incorporated) To Get Your Money Back
If you have questions about Norman Killop III, Morgan Stanley, Citigroup Global Markets Inc., Prudential Securities Incorporated, Painewebber Incorporated, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.