Advisor Alert: Our Attorneys Are Investigating Kathleen Marie Morton For Investment Fraud

Did You Lose Money Because of Kathleen Morton?

Filed: January 24, 2024

Kathleen Morton (also known as Kathleen Brassard, Kathleen Scarfe, and Kathy Scarfe) has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Kathleen Marie Morton.

Who Is Kathleen Marie Morton of Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc.?

  • Advisor Name: Kathleen Marie Morton
  • Aliases: Kathleen M Brassard, Kathleen M Morton, Kathleen Marie Scarfe, Kathy Scarfe
  • CRD: 1386970
  • Location: Geneva, Illinois
  • Current Employer: Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc.
  • Previous Firms: First Investors Advisory Services, LLC and First Investors Corporation
  • Number of Known Customer Complaints: 1
  • Can Kathleen Morton Be Sued: Yes, in Private Arbitration
  • Can Kathleen Morton’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $22,271.89
  • Highest Settlement: Unknown

If you have suffered investment losses by Kathleen Morton, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Kathleen Morton For Broker Misconduct

As of this publication date, Kathleen Morton has been the subject of 1 customer dispute. Let’s review it below.

In April 2019, a complaint was filed against or in reference to Kathleen Morton by a customer of Raymond James Financial Services, Inc. alleging that an annuity was misrepresented at the time of sale. Per the customer, he/she lost over $22,271.89 because of Ms. Morton’s actions.

How To File A Claim Against Kathleen Morton of Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc. (previously with First Investors Advisory Services, LLC and First Investors Corporation) To Get Your Money Back

If you have questions about Kathleen Morton, Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, Inc., First Investors Advisory Services, LLC, First Investors Corporation, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.