Advisor Alert: Our Attorneys Are Investigating Yancey F Carter For Investment Fraud
Did You Lose Money Because of Yancey (Frank) Carter?
Filed: March 4, 2024
Yancey Carter (also known as Frank Carter III) currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Yancey F Carter.
Who Is Yancey F Carter of Wells Fargo Clearing Services, LLC?
- Advisor Name: Yancey F Carter
- Aliases: Frank Carter III, Yancey Franklin Carter III
- CRD: 2259658
- Location: Valdosta, Georgia
- Current Employer: Wells Fargo Clearing Services, LLC
- Previous Firms: A.G. Edwards & Sons, Inc.
- Number of Known Customer Complaints: 1
- Can Yancey Carter Be Sued: Yes, in Private Arbitration
- Can Yancey Carter’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: Unknown
If you have suffered investment losses by Yancey Carter, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a churning lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Yancey (Frank) Carter For Broker Misconduct
As of this publication date, Yancey Carter has been the subject of 1 customer dispute. Let’s review it below.
In May 2023, a FINRA arbitration was filed against or in reference to Yancey Carter by a customer of Wells Fargo Clearing Services, LLC alleging that in or around July 2020, Mr. Carter misrepresented the risks of loss involved with short selling shares of stock in their account. As of this publication date, this claim remains pending.
How To File A Claim Against Yancey (Frank) Carter of Wells Fargo Clearing Services, LLC (previously with A.G. Edwards & Sons, Inc.) To Get Your Money Back
If you have questions about Yancey Carter, Wells Fargo Clearing Services, LLC, A.G. Edwards & Sons, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.