Advisor Alert: Our Attorneys Are Investigating Thomas John Sundberg For Investment Fraud
Did You Lose Money Because of Thomas Sundberg?
Filed: January 24, 2024
Thomas Sundberg has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Thomas John Sundberg.
Who Is Thomas John Sundberg of Ameriprise Financial Services, LLC?
- Advisor Name: Thomas John Sundberg
- Aliases: Thomas Sundberg
- CRD: 2050096
- Location: Hastings, Minnesota
- Current Employer: Ameriprise Financial Services, LLC
- Previous Firms: IDS Life Insurance Company.
- Number of Known Customer Complaints: 2
- Can Thomas Sundberg Be Sued: Yes, in Private Arbitration
- Can Thomas Sundberg’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $23,000
- Highest Settlement: $6,050.95
If you have suffered investment losses by Thomas Sundberg, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Thomas Sundberg For Broker Misconduct
As of this publication date, Thomas Sundberg has been the subject of 2 customer disputes. Let’s review them below.
In December 2020, a FINRA arbitration was filed against or in reference to Thomas Sundberg by a customer of Ameriprise Financial Services, LLC alleging that he was recommended an unsuitable, high-commission, high-risk, and speculative alternative investment, FSKR. Per the customer, he lost over $23,000 because of Mr. Sundberg’s actions. On May 15, 2023, Mr. Sundberg settled the claim for $1,000, and some or all of this amount may have been paid by Mr. Sundberg’s employer and/or insurance carrier.
In January 1998, a FINRA arbitration was filed against or in reference to Thomas Sundberg alleging that Mr. Sundberg told her that her deceased husband’s annuity contract would be valued as of the date of his death versus the date the claim was processed in the home office. Per the customer, she lost over $12,000 because of Mr. Sundberg’s actions. On December 16, 1998, Mr. Sundberg settled the claim for $6,050.95, and some or all of this amount may have been paid by Mr. Sundberg’s employer and/or insurance carrier.
How To File A Claim Against Thomas Sundberg of Ameriprise Financial Services, LLC (previously with IDS Life Insurance Company) To Get Your Money Back
If you have questions about Thomas Sundberg, Ameriprise Financial Services, LLC, IDS Life Insurance Company, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.