Advisor Alert: Our Attorneys Are Investigating Ryan Thomas Fleming For Investment Fraud
Did You Lose Money Because of Ryan Fleming?
Filed: October 26, 2023
Ryan Fleming has been the subject of three (3) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Ryan Thomas Fleming.
Who Is Ryan Thomas Fleming of Osaic Wealth, Inc.?
- Advisor Name: Ryan Thomas Fleming
- Aliases: Ryan Fleming
- CRD: 4378425
- Location: Bellevue, California
- Current Employer: Osaic Wealth, Inc.
- Previous Firms: Hornor, Townsend & Kent, LLC and Advisory Resource Group, LLC
- Number of Known Customer Complaints: 3
- Can Ryan Fleming Be Sued: Yes, in Private Arbitration
- Can Ryan Fleming’s Employers Be Sued For Failing to Supervise His Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $240,000
- Highest Settlement: $85,000
If you have suffered investment losses by Ryan Fleming, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Ryan Fleming For Broker Misconduct
As of this publication date, Ryan Fleming has been the subject of 3 customer disputes. Let’s review them below.
In June 2022, a complaint was filed against or in reference to Ryan Fleming by a customer of Hornor, Townsend & Kent, LLC alleging that a non-traded business development company purchased in 2014 was misrepresented and unsuitable. Per the customer, he/she lost over $5,000 because of Mr. Fleming’s actions.
In April 2021, a FINRA arbitration was filed against or in reference to Ryan Fleming by a customer of Hornor, Townsend & Kent, LLC alleging that Mr. Fleming recommended certain unsuitable REIT investments which resulted in losses. Per the customer, he/she lost over $240,000 because of Mr. Fleming’s actions. On September 13, 2021, Mr. Fleming settled the claim for $85,000, and some or all of this amount may have been paid by Mr. Fleming’s employer and/or insurance carrier.
In March 2021, a FINRA arbitration was filed against or in reference to Ryan Fleming by a customer of Hornor, Townsend & Kent, LLC alleging that Mr. Fleming recommended unsuitable investments for client’s IRA portfolios. The client further alleges breach of fiduciary duty and negligence, and requests rescission, compensatory damages, lost opportunity costs, unspecified punitive damages, interest, costs and attorneys’ fees. Per the customer, he/she lost over $100,000 because of Mr. Fleming’s actions. On July 8, 2022, Mr. Fleming settled the claim for $50,000, and some or all of this amount may have been paid by Mr. Fleming’s employer and/or insurance carrier.
How To File A Claim Against Ryan Fleming of Osaic Wealth, Inc. (previously with Hornor, Townsend & Kent, LLC and Advisory Resource Group, LLC) To Get Your Money Back.
If you have questions about Ryan Fleming, Osaic Wealth, Inc., Hornor, Townsend & Kent, LLC, Advisory Resource Group, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553. Our team has recovered approximately $25 million dollars on behalf of investors who lost money due to bad advice by their broker or brokerage firm. We’d love to help you out too.