Advisor Alert: Our Attorneys Are Investigating King Sutton Cavalier For Investment Fraud
Did You Lose Money Because of King Sutton Cavalier?
Filed: January 31, 2024
King Cavalier (also known as Sutton Cavalier) has been the subject of one (1) criminal event, and one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on King Sutton Cavalier.
Who Is King Sutton Cavalier of Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc.?
- Advisor Name: King Sutton Cavalier
- Aliases: Sutton Cavalier
- CRD: 5879713
- Location: Greenwood Village, Colorado
- Current Employer: Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc.
- Previous Firms: Wells Fargo Clearing Services, LLC and RBC Capital Markets, LLC
- Number of Known Customer Complaints: 1
- Number of Known Criminal Events: 1
- Can King Cavalier Be Sued: Yes, in Private Arbitration
- Can King Cavalier’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $80,000
- Highest Settlement: $14,500
If you have suffered investment losses by King Cavalier, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a failure to supervise lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against King Sutton Cavalier For Broker Misconduct
As of this publication date, King Cavalier has been the subject of 1 criminal event and 1 customer dispute. Let’s review them below.
In June 2023, a complaint was filed against or in reference to King Cavalier by a customer of Raymond James Financial Services, Inc. alleging that the client informed Mr. Cavalier that she intended to use a specified amount of funds from her investment account in the short term to buy a home but that Mr. Cavalier improperly invested those funds in stocks and US Treasury bonds resulting in a loss. Per the customer, she lost over $80,000 because of Mr. Cavalier’s actions. On August 22, 2023, Mr. Liana settled the claim for $14,500, and some or all of this amount may have been paid by Mr. Liana’s employer and/or insurance carrier.
In February 2016, felony charges were pressed against Mr. Cavalier in Country Court for Denver, Colorado. Mr. Cavalier received 1 felony charge for 1B-3-206(1)(a)(b) felony menacing – real/simulated weapon.
How To File A Claim Against King Sutton Cavalier of Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc. (previously with Wells Fargo Clearing Services, LLC and RBC Capital Markets, LLC) To Get Your Money Back
If you have questions about King Cavalier, Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, Inc., Wells Fargo Clearing Services, LLC, RBC Capital Markets, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.