Advisor Alert: Our Attorneys Are Investigating Lok Kei Kelvin Wong For Investment Fraud
Did You Lose Money Because of Kelvin Wong?
Filed: March 21, 2024
Kelvin Wong has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Lok Kei Kelvin Wong.
Who Is Lok Kei Kelvin Wong?
- Advisor Name: Lok Kei Kelvin Wong
- Aliases: Kelvin Wong
- CRD: 6100689
- Location: Jersey City, New Jersey
- Current Employer: Currently Not Registered
- Previous Firms: TD Ameritrade Investment Management, LLC, TD Ameritrade, Inc., and Scottrade Investment Management
- Number of Known Customer Complaints: 1
- Can Kelvin Wong Be Sued: Yes, in Private Arbitration
- Can Kelvin Wong’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $200,000
- Highest Settlement: $55,000
If you have suffered investment losses by Kelvin Wong, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a margin call liquidations lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Kelvin Wong For Broker Misconduct
As of this publication date, Kelvin Wong has been the subject of 1 customer dispute. Let’s review it below.
In July 2022, a FINRA arbitration was filed against or in reference to Kelvin Wong by a customer of Cetera Investment Services LLC alleging that they were over concentrated in unsuitable and illiquid alternative investments, which resulted in losses. Per the customer, he/she lost over $200,000 because of Mr. Wong’s actions. On January 18, 2023, Mr. Wong settled the claim for $55,000, and some or all of this amount may have been paid by Mr. Wong’s employer and/or insurance carrier.
How To File A Claim Against Kelvin Wong (previously with TD Ameritrade Investment Management, LLC, TD Ameritrade, Inc., and Scottrade Investment Management) To Get Your Money Back
If you have questions about Kelvin Wong, TD Ameritrade Investment Management, LLC, TD Ameritrade, Inc., Scottrade Investment Management, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.