Advisor Alert: Our Attorneys Are Investigating Oscar Lee Harrison II For Investment Fraud
Did You Lose Money Because of Oscar Harrison II?
Filed: November 6, 2023
Oscar Harrison II currently has one (1) pending judgment/lien event. Overall, he has been the subject of one (1) financial event, one (1) criminal event, one (1) judgment/lien event, and three (3) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Oscar Lee Harrison II.
Who Is Oscar Lee Harrison II of LPL Financial LLC?
- Advisor Name: Oscar Lee Harrison II
- Aliases: Oscar Harrison II
- CRD: 4174598
- Location: Fremont, California
- Current Employer: LPL Financial LLC
- Previous Firms: Sorrento Pacific Financial, LLC and Raymond James Financial Services Advisors, Inc.
- Number of Known Customer Complaints: 3
- Number of Known Financial Events: 1
- Number of Known Criminal Events: 1
- Number of Known Judgment/LienEvents: 1
- Can Oscar Harrison II Be Sued: Yes, in Private Arbitration
- Can Oscar Harrison II’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $100,000
- Highest Settlement: $17,685.34
If you have suffered investment losses by Oscar Harrison II, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Oscar Harrison II For Broker Misconduct
As of this publication date, Oscar Harrison II has been the subject of 1 financial event, 1 criminal event, 1 judgment/lien event, and 3 customer disputes. Let’s review them below.
In April 2021, a complaint was filed against or in reference to Oscar Harrison II by a customer of LPL Financial LLC alleging that Mr. Harrison refused to enter his unsolicited order to purchase 1000 shares of ERI on March 18, 2020, and seeks to have those shares deposited in his account. Per the customer, he lost over $100,000 because of Mr. Harrison II’s actions.
In December 2020, a complaint was filed against or in reference to Oscar Harrison II by a customer of LPL Financial LLC alleging forgery on paperwork requesting a continuation of variable annuity benefits.
In April 2020, a complaint was filed against or in reference to Oscar Harrison II by a customer of LPL Financial LLC alleging that a mutual fund was purchased without the client’s authorization. The customer alleges misrepresentation of a Variable Annuity. On June 9, 2020, Mr. Harrison II settled the claim for $17,685.34, and some or all of this amount may have been paid by Mr. Harrison II’s employer and/or insurance carrier.
In November 2017, Oscar Harrison II was the subject of a civil judgment or lien in the amount of $128,156.05. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.
In June 2017, The Realty Associates Fund IX, L.P. reported that Oscar Harrison II had outstanding debt totaling $165,575. Oscar Harrison II settled this matter in the amount of $15,000.
In March 1990, misdemeanor charges were pressed against Oscar Harrison II in the Travis County Court in Austin Texas for shoplifting. In October of 1990, Oscar Harrison II was penalized with a 180 days probation period.
How To File A Claim Against Oscar Harrison II of LPL Financial LLC (previously with Sorrento Pacific Financial, LLC and Raymond James Financial Services Advisors, Inc.) To Get Your Money Back.
If you have questions about Oscar Harrison II, LPL Financial LLC, Sorrento Pacific Financial, LLC, Raymond James Financial Services Advisors, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.