Advisor Alert: Our Attorneys Are Investigating Loris Blake Rose For Investment Fraud

Did You Lose Money Because of Loris Rose?

Filed: March 15, 2024

Loris Rose (also known as Blake Rose) has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Loris Blake Rose.

Who Is Loris Blake Rose of Centaurus Financial, Inc.?

  • Advisor Name: Loris Blake Rose
  • Aliases: Blake Rose
  • CRD: 1836176
  • Location: Santa Ana, California
  • Current Employer: Centaurus Financial, Inc.
  • Previous Firms: AXA Advisors, LLC
  • Number of Known Customer Complaints: 1
  • Can Loris Rose Be Sued: Yes, in Private Arbitration
  • Can Loris Rose’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $25,000
  • Highest Settlement: $18,000

If you have suffered investment losses by Loris Rose, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Loris Rose For Broker Misconduct

As of this publication date, Loris Rose has been the subject of 1 customer dispute. Let’s review it below.

In December 2022, a FINRA arbitration was filed against or in reference to Loris Rose by a customer of Centaurus Financial, Inc. alleging that Mr. Rose recommended a complex, high-risk and illiquid investment. Per the customer, he/she lost over $25,000 because of Mr. Rose’s actions. On March 16, 2023, Mr. Rose settled the claim for $18,000, and some or all of this amount may have been paid by Mr. Rose’s employer and/or insurance carrier.

How To File A Claim Against Loris Rose of Centaurus Financial, Inc. (previously with AXA Advisors, LLC) To Get Your Money Back

If you have questions about Loris Rose, Centaurus Financial, Inc., AXA Advisors, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.