Advisor Alert: Our Attorneys Are Investigating Mark Norman Miller For Investment Fraud
Did You Lose Money Because of Mark Miller?
Filed: November 29, 2023
Mark Miller has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Mark Norman Miller.
Who Is Mark Norman Miller of LPL Financial LLC?
- Advisor Name: Mark Norman Miller
- Aliases: Mark Miller
- CRD: 1142801
- Location: White Bear Lake, Minnesota
- Current Employer: LPL Financial LLC
- Previous Firms: PFS Investments Inc.
- Number of Known Customer Complaints: 1
- Can Mark Miller Be Sued: Yes, in Private Arbitration
- Can Mark Miller’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: $27,000
If you have suffered investment losses by Mark Miller, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Mark Miller For Broker Misconduct
As of this publication date, Mark Miller has been the subject of 1 customer dispute. Let’s review it below.
In February 2020, a FINRA arbitration was filed against or in reference to Mark Miller by a customer of LPL Financial LLC alleging misrepresentation. On January 11, 2023, Mr. Miller settled the claim for $27,000, and some or all of this amount may have been paid by Mr. Miller’s employer and/or insurance carrier.
How To File A Claim Against Mark Miller of LPL Financial LLC (previously with PFS Investments Inc.) To Get Your Money Back.
If you have questions about Mark Miller, LPL Financial LLC, PFS Investments Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.