Advisor Alert: Our Attorneys Are Investigating Burton Luke Apfelbaum For Investment Fraud

Did You Lose Money Because of Burton Apfelbaum?

Filed: November 16, 2023

Burton Apfelbaum has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Burton Luke Apfelbaum.

Who Is Burton Luke Apfelbaum of LPL Financial LLC?

  • Advisor Name: Burton Luke Apfelbaum
  • Aliases: Burton Apfelbaum
  • CRD: 2092567
  • Location: Latham, New York
  • Current Employer: LPL Financial LLC
  • Previous Firms: MML Investors Services, LLC, Pruco Securities Corporation, and The Prudential Insurance Company of America
  • Number of Known Customer Complaints: 1
  • Can Burton Apfelbaum Be Sued: Yes, in Private Arbitration
  • Can Burton Apfelbaum’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $35,000
  • Highest Settlement: $35,000

If you have suffered investment losses by Burton Apfelbaum, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Burton Apfelbaum For Broker Misconduct

As of this publication date, Burton Apfelbaum has been the subject of 1 customer dispute. Let’s review it below.

In April 2020, a complaint was filed against or in reference to Burton Apfelbaum by a customer of LPL Financial LLC alleging a failure to follow instructions to move accounts to cash. Per the customer, he/she lost over $35,000 because of Mr. Apfelbaum’s actions. On June 23, 2020, Mr. Apfelbaum settled the claim for $35,000, and some or all of this amount may have been paid by Mr. Apfelbaum’s employer and/or insurance carrier.

How To File A Claim Against Burton Apfelbaum of LPL Financial LLC (previously with MML Investors Services, LLC, Pruco Securities Corporation, and The Prudential Insurance Company of America) To Get Your Money Back.

If you have questions about Burton Apfelbaum, LPL Financial LLC, MML Investors Services, LLC, Pruco Securities Corporation, The Prudential Insurance Company of America, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.