Advisor Alert: Our Attorneys Are Investigating Michael Shon Hickey For Investment Fraud

Did You Lose Money Because of Michael Hickey?

Filed: February 9, 2024

Michael Hickey has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Michael Shon Hickey.

Who Is Michael Shon Hickey of Wells Fargo Clearing Services, LLC?

  • Advisor Name: Michael Shon Hickey
  • Aliases: Michael Hickey
  • CRD: 865291
  • Location: Mission Viejo, California
  • Current Employer: Wells Fargo Clearing Services, LLC
  • Previous Firms: Morgan Stanley Smith Barney and Citigroup Global Markets Inc.
  • Number of Known Customer Complaints: 2
  • Can Michael Hickey Be Sued: Yes, in Private Arbitration
  • Can Michael Hickey’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $25,000
  • Highest Settlement: Unknown

If you have suffered investment losses by Michael Hickey, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stock market losses lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Michael Hickey For Broker Misconduct

As of this publication date, Michael Hickey has been the subject of 2 customer disputes. Let’s review them below.

In July 2020, a complaint was filed against or in reference to Michael Hickey by a customer of Wells Fargo Advisors alleging excessive commissions related to distributions from her brokerage account could have been avoided if the distributions would have instead been withdrawn from her annuity. Per the customer, she lost over $25,000 because of Mr. Hickey’s actions.

In February 2009, a complaint was filed against or in reference to Michael Hickey by a customer of Citigroup Global Markets Inc. alleging that the closed end funds purchased in his account were not in accordance with his instructions.

How To File A Claim Against Michael Hickey of Wells Fargo Clearing Services, LLC (previously with Morgan Stanley Smith Barney and Citigroup Global Markets Inc.) To Get Your Money Back

If you have questions about Michael Hickey, Wells Fargo Clearing Services, LLC, Morgan Stanley Smith Barney, Citigroup Global Markets Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.