Advisor Alert: Our Attorneys Are Investigating Darryl John Tureaud For Investment Fraud
Did You Lose Money Because of Darryl Tureaud?
Filed: February 2, 2024
Darryl Tureaud has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Darryl John Tureaud.
Who Is Darryl John Tureaud?
- Advisor Name: Darryl John Tureaud
- Aliases: Darryl Tureaud
- CRD: 3111069
- Location: Glendale, California
- Current Employer: Currently Not Registered
- Previous Firms: Berthel, Fisher & Company Financial Services, Inc., World Group Securities, Inc., and WMA Securities, Inc.
- Number of Known Customer Complaints: 1
- Can Darryl Tureaud Be Sued: Yes, in Private Arbitration
- Can Darryl Tureaud’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $75,000
- Highest Settlement: $20,000
If you have suffered investment losses by Darryl Tureaud, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a failure to supervise lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Darryl Tureaud For Broker Misconduct
As of this publication date, Darryl Tureaud has been the subject of 1 customer dispute. Let’s review it below.
In July 2020, a FINRA arbitration was filed against or in reference to Darryl Tureaud by a customer of Berthel, Fisher & Company Financial Services, Inc. alleging that the investments purchased between 2015-2017 were unsuitable and misrepresented to the client by the representative. The client also alleges the firm failed to supervise the action to the representative and failed to conduct adequate due diligence. Per the customer, she lost over $75,000 because of Mr. Tureaud’s actions. On October 12, 2020, Mr. Tureaud settled the claim for $20,000, and some or all of this amount may have been paid by Mr. Tureaud’s employer and/or insurance carrier.
How To File A Claim Against Darryl Tureaud (previously with Berthel, Fisher & Company Financial Services, Inc., World Group Securities, Inc., and WMA Securities, Inc.) To Get Your Money Back
If you have questions about Darryl Tureaud, Berthel, Fisher & Company Financial Services, Inc., World Group Securities, Inc., WMA Securities, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.