Advisor Alert: Our Attorneys Are Investigating Steven Joseph Case For Investment Fraud
Did You Lose Money Because of Steve Case?
Filed: November 2, 2023
Steve Case has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Steven Joseph Case.
Who Is Steven Joseph Case of LPL Financial LLC?
- Advisor Name: Steven Joseph Case
- Aliases: Steve Case
- CRD: 1935087
- Location: Bloomfield Hills, Michigan
- Current Employer: LPL Financial LLC
- Previous Firms: FSC Securities Corporation and National Planning Corporation
- Number of Known Customer Complaints: 2
- Can Steven Case Be Sued: Yes, in Private Arbitration
- Can Steven Case’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: $20,000
If you have suffered investment losses by Steven Case, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Steve Case For Broker Misconduct
As of this publication date, Steven Case has been the subject of 2 customer disputes. Let’s review them below.
In May 2019, a complaint was filed against or in reference to Steven Case by a customer of National Planning Corporation alleging poor recommendation in the purchase of three alternative investment products.
In October 2012, a FINRA arbitration was filed against or in reference to Steven Case by a customer of National Planning Corporation alleging unsuitable investments on REITs. On June 17, 2014, Mr. Case settled the claim for $20,000, and some or all of this amount may have been paid by Mr. Case’s employer and/or insurance carrier.
How To File A Claim Against Steve Case of LPL Financial LLC (previously with FSC Securities Corporation and National Planning Corporation) To Get Your Money Back.
If you have questions about Steven Case, LPL Financial LLC, FSC Securities Corporation, National Planning Corporation, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.