Advisor Alert: Our Attorneys Are Investigating John Dennis Lowry For Investment Fraud
Did You Lose Money Because of John Lowry?
Filed: January 16, 2024
John Lowry currently has one (1) regulatory event on appeal and three (3) pending customer complaints. Overall, he has been the subject of one (1) regulatory event and twelve (12) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on John Dennis Lowry.
Who Is John Dennis Lowry of Spartan Capital Securities, LLC?
- Advisor Name: John Dennis Lowry
- Aliases: John Lowry
- CRD: 4336146
- Location: New York, New York
- Current Employer: Spartan Capital Securities, LLC
- Previous Firms: Garden State Securities, Inc. and Fordham Financial Management, Inc.
- Number of Known Customer Complaints: 12
- Number of Known Regulatory Events: 1
- Can John Lowry Be Sued: Yes, in Private Arbitration
- Can John Lowry’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $1,410,000
- Highest Settlement: $300,000
If you have suffered investment losses by John Lowry, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a breach of fiduciary duty lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against John Lowry For Broker Misconduct
As of this publication date, John Lowry has been the subject of 1 regulatory event, 12 customer disputes. Let’s review them below.
In November 2022, a FINRA arbitration was filed against or in reference to John Lowry by a customer of Spartan Capital Securities, LLC alleging failure to supervise. Per the customer, he/she lost over $247,262 because of Mr. Lowry’s actions. As of this publication date, this claim remains pending.
In November 2022, a FINRA arbitration was filed against or in reference to John Lowry by a customer of Spartan Capital Securities, LLC alleging failure to supervise. Per the customer, he/she lost over $1,000,000 because of Mr. Lowry’s actions. As of this publication date, this claim remains pending.
In October 2022, a FINRA arbitration was filed against or in reference to John Lowry by a customer of Spartan Capital Securities, LLC alleging failure to supervise. Per the customer, he/she lost over $268,386 because of Mr. Lowry’s actions. As of this publication date, this claim remains pending.
In October 2021, FINRA initiated a regulatory action against or in reference to John Lowry for willfully failing to amend, or to timely amend, his Form U4 to disclose arbitration filings and resolutions thereof.
In August 2021, a FINRA arbitration was filed against or in reference to John Lowry by a customer of Spartan Capital Securities, LLC alleging unsuitable investment, breach of fiduciary duty, negligence, and breach of contract. Per the customer, he lost over $1,410,000 because of Mr. Lowry’s actions. On April 12, 2022, Mr. Lowry settled the claim for $75,000, and some or all of this amount may have been paid by Mr. Lowry’s employer and/or insurance carrier.
In May 2019, an arbitration was filed against or in reference to John Lowry by a customer of Spartan Capital Securities, LLC alleging misrepresentations.
In November 2017, a FINRA arbitration was filed against or in reference to John Lowry by a customer of Spartan Capital Securities, LLC alleging failure to supervise. Per the customer, he lost over $184,241 because of Mr. Lowry’s actions. On June 15, 2018, Mr. Lowry settled the claim for $60,000, and some or all of this amount may have been paid by Mr. Lowry’s employer and/or insurance carrier.
In October 2017, a FINRA arbitration was filed against or in reference to John Lowry by a customer of Spartan Capital Securities, LLC alleging failure to supervise. Per the customer, he lost over $98,974 because of Mr. Lowry’s actions. On July 11, 2018, Mr. Lowry settled the claim for $37,500, and some or all of this amount may have been paid by Mr. Lowry’s employer and/or insurance carrier.
In December 2016, a FINRA arbitration was filed against or in reference to John Lowry by a customer of Spartan Capital Securities, LLC. Per the customer, he/she lost over $721,070 because of Mr. Lowry’s actions. On August 24, 2018, Mr. Lowry settled the claim for $210,000, and some or all of this amount may have been paid by Mr. Lowry’s employer and/or insurance carrier.
In April 2016, a FINRA arbitration was filed against or in reference to John Lowry by a customer of Spartan Capital Securities, LLC alleging that Mr. Lowry mismanaged the client’s account. Per the customer, he lost over $41,842 because of Mr. Lowry’s actions. On April 8, 2016, Mr. Lowry settled the claim for $41,842, and some or all of this amount may have been paid by Mr. Lowry’s employer and/or insurance carrier.
In December 2015, a FINRA arbitration was filed against or in reference to John Lowry by a customer of Spartan Capital Securities, LLC alleging misrepresentation resulting in losses. Per the customer, he lost over $163,886.16 because of Mr. Lowry’s actions. On May 2, 2018, Mr. Lowry settled the claim for $35,000, and some or all of this amount may have been paid by Mr. Lowry’s employer and/or insurance carrier.
In June 2013, a complaint was filed against or in reference to John Lowry by a customer of Spartan Capital Securities, LLC alleging poor recommendations resulting in losses. Per the customer, he lost over $17,288.60 because of Mr. Lowry’s actions.
In October 2009, a complaint was filed against or in reference to John Lowry by a customer of Spartan Capital Securities, LLC alleging trading on margin and frequency of trading. Per the customer, he lost over $300,000 because of Mr. Lowry’s actions.
How To File A Claim Against John Lowry of Spartan Capital Securities, LLC (previously with Garden State Securities, Inc. and Fordham Financial Management, Inc.) To Get Your Money Back
If you have questions about John Lowry, Spartan Capital Securities, LLC, Garden State Securities, Inc., Fordham Financial Management, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.