Advisor Alert: Our Attorneys Are Investigating Mark Richard Fennelly For Investment Fraud

Did You Lose Money Because of Mark Fennelly?

Filed: March 20, 2024

Mark Fennelly has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Mark Richard Fennelly.

Who Is Mark Richard Fennelly?

  • Advisor Name: Mark Richard Fennelly
  • Aliases: Mark Richard Fennelly, Mark Fennelly
  • CRD: 4610426
  • Location: Plano, Texas
  • Current Employer: Currently Not Registered
  • Previous Firms: Vanguard Marketing Corporation, State Farm VP Management Corp., and USAA Financial Advisors, Inc.
  • Number of Known Customer Complaints: 1
  • Can Mark Fennelly Be Sued: Yes, in Private Arbitration
  • Can Mark Fennelly’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: Unknown
  • Highest Settlement: Unknown

If you have suffered investment losses by Mark Fennelly, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Mark Fennelly For Broker Misconduct

As of this publication date, Mark Fennelly has been the subject of 1 customer dispute. Let’s review it below.

In December 2022, a complaint was filed against or in reference to Mark Fennelly by a customer of Vanguard Advisors alleging that the equity and bond investments recommended by Mr. Fennelly have resulted in losses over $1,000,000.

How To File A Claim Against Mark Fennelly (previously with Vanguard Marketing Corporation, State Farm VP Management Corp., and USAA Financial Advisors, Inc.) To Get Your Money Back

If you have questions about Mark Fennelly, Vanguard Marketing Corporation, State Farm VP Management Corp., USAA Financial Advisors, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.