Advisor Alert: Our Attorneys Are Investigating David Kristopher Griffith For Investment Fraud
Did You Lose Money Because of David Griffith?
Filed: January 29, 2024
David Griffith currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on David Kristopher Griffith.
Who Is David Kristopher Griffith of Lifemark Securities Corp.?
- Advisor Name: David Kristopher Griffith
- Aliases: David Griffith
- CRD: 3072664
- Location: Utica, New York
- Current Employer: Lifemark Securities Corp.
- Previous Firms: Leigh Baldwin & Co., LLC and IBS Financial Services, Inc.
- Number of Known Customer Complaints: 1
- Can David Griffith Be Sued: Yes, in Private Arbitration
- Can David Griffith’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $150,000
- Highest Settlement: Unknown
If you have suffered investment losses by David Griffith, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against David Griffith For Broker Misconduct
As of this publication date, David Griffith has been the subject of 1 customer dispute. Let’s review it below.
In December 2020, a FINRA arbitration was filed against or in reference to David Griffith by multiple customers of Lifemark Securities Corp. alleging that an investment in an alternative product, intended to be a small component of a larger diversified portfolio. Unfortunately, the company that issued the investment has since filed Chapter 11 bankruptcy. As a result, the clients are alleging negligence, breach of fiduciary duty, breach of contract, and unjust enrichment. Per the customers, they lost over $150,000 because of Mr. Griffith’s actions. As of this publication date, this claim remains pending.
How To File A Claim Against David Griffith of Lifemark Securities Corp. (previously with Leigh Baldwin & Co., LLC and IBS Financial Services, Inc.) To Get Your Money Back
If you have questions about David Griffith, Lifemark Securities Corp., Leigh Baldwin & Co., LLC, IBS Financial Services, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.