Did You Lose Money Because of Ronald Morse?
Filed: February 1, 2024
Ronald Morse has been the subject of one (1) regulatory event. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Ronald Lewis Morse.
Who Is Ronald Lewis Morse of David Lerner Associates, Inc. and Spirit of America Management Corp?
- Advisor Name: Ronald Lewis Morse
- Aliases: Ronald Morse
- CRD: 341008
- Location: White Plains, New York
- Current Employer: David Lerner Associates, Inc. and Spirit of America Management Corp
- Previous Firms: Barra Analytics Securities, Inc. and Liberty Patriot Securities Inc.
- Number of Known Regulatory Events: 1
- Can Ronald Morse Be Sued: Yes, in Private Arbitration
- Can Ronald Morse’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: Unknown
If you have suffered investment losses by Ronald Morse, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an elder financial abuse lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Ronald Morse For Broker Misconduct
As of this publication date, Ronald Morse has been the subject of 1 regulatory event. Let’s review it below.
In November 2023, FINRA initiated a regulatory action against or in reference to Ronald Morse for allegedly creating an updated customer profile document for a senior customer, included inaccurate information about the customer, and affixed the customer’s signature to the updated customer profile without the customer’s permission.
How To File A Claim Against Ronald Morse of David Lerner Associates, Inc. and Spirit of America Management Corp (previously with Barra Analytics Securities, Inc. and Liberty Patriot Securities Inc.) To Get Your Money Back
If you have questions about Ronald Morse, David Lerner Associates, Inc., Spirit of America Management Corp, Barra Analytics Securities, Inc., Liberty Patriot Securities Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.