Advisor Alert: Our Attorneys Are Investigating Timothy Eugene Brown For Investment Fraud
Did You Lose Money Because of Tim Brown?
Filed: February 27, 2024
Timothy Brown (also known as Tim Brown) currently has two (2) pending customer complaints. Overall, he has been the subject of one (1) regulatory event, one (1) criminal event, two (2) customer complaints, and one (1) financial event. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Timothy Eugene Brown.
Who Is Timothy Eugene Brown of Emerson Equity LLC?
- Advisor Name: Timothy Eugene Brown
- Aliases: Tim E Brown, Tim Eugene Brown, Timothy E Brown
- CRD: 1663519
- Location: San Mateo, California
- Current Employer: Emerson Equity LLC
- Previous Firms: Newbridge Securities Corporation, Newport Coast Securities, Inc., and Independent Financial Group, LLC
- Number of Known Customer Complaints: 2
- Number of Known Regulatory Events: 1
- Number of Known Criminal Events: 1
- Number of Known Financial Events: 1
- Can Timothy Brown Be Sued: Yes, in Private Arbitration
- Can Timothy Brown’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: Unknown
If you have suffered investment losses by Timothy Brown, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Tim Brown For Broker Misconduct
As of this publication date, Timothy Brown has been the subject of 2 customer disputes, 1 regulatory event, 1 financial event, and 1 criminal event. Let’s review them below.
In July 2023, a FINRA arbitration was filed against or in reference to Timothy Brown by a customer of Newbridge Securities Corporation alleging breach of contract, negligence, fraud, and failure to supervise. As of this publication date, this claim remains pending.
In May 2023, a FINRA arbitration was filed against or in reference to Timothy Brown by a customer of Newbridge Securities Corporation alleging breach of fiduciary duty and negligence. As of this publication date, this claim remains pending.
In February 2020, Mr. Brown filed for bankruptcy at the Federal Court of San Diego, CA.
In December 1994, National Association of Securities Dealers, Inc. initiated a regulatory action against or in reference to Timothy Brown for unauthorized transactions in public customer accounts.
In March 1984, charges were pressed against Mr. Brown for writing a bad check $6.00 to Bier Rabbits restaurant.
How To File A Claim Against Tim Brown of Emerson Equity LLC (previously with Newbridge Securities Corporation, Newport Coast Securities, Inc., and Independent Financial Group, LLC) To Get Your Money Back
If you have questions about Tim Brown, Emerson Equity LLC, Newbridge Securities Corporation, Newport Coast Securities, Inc., Independent Financial Group, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.