Did You Lose Money Because of Chris Goebel?
Filed: January 24, 2024
Christopher Goebel (also known as Chris Goebel) has been the subject of one (1) judgment/lien event and one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Christopher Raymond Goebel.
Who Is Christopher Raymond Goebel of Ameriprise Financial Services, LLC?
- Advisor Name: Christopher Raymond Goebel
- Aliases: Chris Goebel
- CRD: 2738435
- Location: Downers Grove, Illinois
- Current Employer: Ameriprise Financial Services, LLC
- Previous Firms: Ameriprise Advisor Services, Inc. and UBS Financial Services, Inc.
- Number of Known Customer Complaints: 1
- Number of Known Judgment/Lien Events: 1
- Can Christopher Goebel Be Sued: Yes, in Private Arbitration
- Can Christopher Goebel’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: Unknown
If you have suffered investment losses by Christopher Goebel, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Chris Goebel For Broker Misconduct
As of this publication date, Christopher Goebel has been the subject of 1 judgment/lien event and 1 customer dispute. Let’s review them below.
In April 2023, a complaint was filed against or in reference to Christopher Goebel by a customer of UBS Financial Services, Inc. alleging that Mr. Goebel omitted terms of the loan (margin) that the FA recommended. The client further alleges the recommendation to incur a loan (margin) rather than follow his instructions to liquidate securities was unsuitable.
In May 2013, Christopher Goebel was the subject of a civil judgment or lien in the amount of $12,714.28. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.
How To File A Claim Against Chris Goebel of Ameriprise Financial Services, LLC (previously with Ameriprise Advisor Services, Inc. and UBS Financial Services, Inc.) To Get Your Money Back
If you have questions about Christopher Goebel, Ameriprise Financial Services, LLC, Ameriprise Advisor Services, Inc., UBS Financial Services, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.