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Did You Lose Money Because of Eric Smutko?

Filed: January 17, 2024

Eric Smutko has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Eric John Smutko.

Who Is Eric John Smutko of Ameriprise Financial Services, LLC?

  • Advisor Name: Eric John Smutko
  • Aliases: Eric Smutko
  • CRD: 4665221
  • Location: Los Angeles, California
  • Current Employer: Ameriprise Financial Services, LLC
  • Previous Firms: IDS Life Insurance Company
  • Number of Known Customer Complaints: 1
  • Can Eric Smutko Be Sued: Yes, in Private Arbitration
  • Can Eric Smutko’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $30,485.31
  • Highest Settlement: Unknown

If you have suffered investment losses by Eric Smutko, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Eric Smutko For Broker Misconduct

As of this publication date, Eric Smutko has been the subject of 1 customer dispute. Let’s review it below.

In July 2019, a complaint was filed against or in reference to Eric Smutko by a customer of Ameriprise Financial Services, LLC alleging that the recommendation provided by Mr. Smutko to purchase two RiverSource Variable Annuities in 2016 was not in the client’s best interest. Per the customer, he lost over $30,485.31 because of Mr. Smutko’s actions.

How To File A Claim Against Eric Smutko of Ameriprise Financial Services, LLC (previously with IDS Life Insurance Company) To Get Your Money Back

If you have questions about Eric Smutko, Ameriprise Financial Services, LLC, IDS Life Insurance Company, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.

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Chetan Patil

Chetan Patil is the founder and Managing Partner of the Patil Law. He brings over 15 years of extensive experience in diverse complex disputes and transactions, across the country. Mr. Patil specializes in litigations, trials, arbitrations, and appeals of complex securities, FINRA, financial and business disputes, with an emphasis in securities, financial services, and financial regulatory law.
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